0001225208-16-029223.txt : 20160304 0001225208-16-029223.hdr.sgml : 20160304 20160304163435 ACCESSION NUMBER: 0001225208-16-029223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160302 FILED AS OF DATE: 20160304 DATE AS OF CHANGE: 20160304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HMS HOLDINGS CORP CENTRAL INDEX KEY: 0001196501 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 113656261 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 214-453-3000 MAIL ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Douglas M. CENTRAL INDEX KEY: 0001593860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50194 FILM NUMBER: 161485690 MAIL ADDRESS: STREET 1: 5615 HIGH POINT DRIVE CITY: IRVING STATE: TX ZIP: 75038 4 1 doc4.xml X0306 4 2016-03-02 0001196501 HMS HOLDINGS CORP HMSY 0001593860 Williams Douglas M. 5615 HIGH POINT DRIVE IRVING TX 75038 1 Division President, Markets Common Stock 2016-03-02 4 A 0 35868.0000 0.0000 A 111527.0000 D Nonqualified Stock Option (Right to Buy) 13.9400 2016-03-02 4 A 0 91575.0000 0.0000 A 2023-03-01 Common Stock 91575.0000 91575.0000 D Represents restricted stock units (RSUs), 50% of which vest in three equal annual installments beginning on March 2, 2017 (each a "Vesting Date"). The remaining 50% (the "Performance RSUs") will vest only if the Issuer's average closing price/share in any consecutive 30 calendar day period preceding the first, second and/or third Vesting Date is at least 25% higher than the closing price/share on the date of grant (the "Performance Goal"). If the Performance Goal is met prior to the first Vesting Date, one-third of the Performance RSUs will vest on each Vesting Date; if the Performance Goal is met after the first Vesting Date but prior to the second Vesting Date, two-thirds of the Performance RSUs will vest on the second Vesting Date and one-third will vest on the third Vesting Date; if the Performance Goal is met after the second Vesting Date but prior to the third Vesting Date, 100% of the Performance RSUs will vest on the third Vesting Date. 50% of the option vests in three equal annual installments beginning on March 2, 2017 (each a "Vesting Date"). The remaining 50% (the "Performance Options") will vest only if the Performance Goal is met. If the Performance Goal is met prior to the first Vesting Date, one-third of the Performance Options will vest on each Vesting Date; if the Performance Goal is met after the first Vesting Date but prior to the second Vesting Date, two-thirds of the Performance Options will vest on the second Vesting Date and one-third will vest on the third Vesting Date; if the Performance Goal is met after the second Vesting Date but prior to the third Vesting Date, 100% of the Performance Options will vest on the third Vesting Date. Kimberly J. Day, as Attorney-in-Fact for Douglas Williams 2016-03-04