0001144204-13-065498.txt : 20131204 0001144204-13-065498.hdr.sgml : 20131204 20131204131539 ACCESSION NUMBER: 0001144204-13-065498 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20131204 DATE AS OF CHANGE: 20131204 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN MASSACHUSETTS AMT-FREE MUNICIPAL INCOME FUND CENTRAL INDEX KEY: 0001196366 IRS NUMBER: 362639476 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-84617 FILM NUMBER: 131256590 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129178146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN INSURED MASSACHUSETTS TAX FREE ADVANTAGE MUNICIPAL FUND DATE OF NAME CHANGE: 20100205 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN INSURED MASSACHUSET TAX FREE ADVANTAGE MUNICIPAL FUND DATE OF NAME CHANGE: 20021004 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FELS GERALD CENTRAL INDEX KEY: 0001237539 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 271 THOMPSON RD CITY: WEBSTER STATE: MA ZIP: 01570 SC 13G/A 1 v362179_sc13ga.htm SC 13G/A

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

 

SCHEDULE 13G/A*

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO §240.13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED

PURSUANT TO §240.13d-2

 

(Amendment No. 2)*

 

Nuveen Massachusetts AMT-Free Municipal Income Fund (NGX)

 

(Name of Issuer) 

 

Common Shares, $0.01 par value per share

 

(Title of Class of Securities)

  

67072F108

 

(CUSIP Number)

  

November 22, 2013

 

(Date of Event Which Requires Filing of This Statement)

  

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

CUSIP No. 67072F108 SCHEDULE 13G/A Page 2 of 4

 

 

(1) Names of reporting persons

Gerald Fels

 

(2) Check the appropriate box if a member of a group (see instructions)

(a)
(b)

(3) SEC use only

(4) Citizenship or place of organization

USA

 

 

 

Number of shares beneficially owned by each reporting person with:

(5) Sole voting power:

443,000

(6) Shared voting power:

0

(7) Sole dispositive power:

443,000

(8) Shared dispositive power:

0

(9) Aggregate amount beneficially owned by each reporting person:

443,000

(10) Check if the aggregate amount in Row (9) excludes certain shares (see instructions)

(11) Percent of class represented by amount in Row 9:

16.2%

(12) Type of reporting person (see instructions):

IN

 

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CUSIP No. 67072F108 SCHEDULE 13G/A Page 3 of 4

 

This Amendment No. 2 amends and supplements, as set forth below, the information contained in the cover page and Item 4 of the Schedule 13G that was originally filed with the Securities and Exchange Commission (the “SEC”) by Gerald Fels on July 29, 2013, as amended by Amendment No. 1 filed with the SEC on September 27, 2013 (the “Schedule 13G”). Capitalized terms used but not otherwise defined in this Amendment No. 2 are used with the meanings ascribed to them in the Schedule 13G. Except as amended by this Amendment No. 2, all information contained in the Schedule 13G is, after reasonable inquiry and to the best of the Reporting Person’s knowledge and belief, true, complete and correct as of the date of this Amendment No. 2.

 

Item 4. Ownership.

 

(a) Amount Beneficially Owned: 443,000 shares

 

(b) Percent of Class: 16.2%1

 

(c) Number of shares as to which such person has:

(i) Sole power to vote or direct the vote: 443,000 shares

(ii) Shared power to direct the vote: N/A

(iii) Sole power to dispose or to direct the disposition of: 443,000 shares

(iv) Shared power to dispose or to direct the disposition of: N/A

 

1 Based on 2,727,317 common shares outstanding as of May 31, 2013.

 

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CUSIP No. 67072F108 SCHEDULE 13G/A Page 4 of 4

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: December 4, 2013

  

  /s/ Gerald Fels  
  Gerald Fels  

 

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