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Item 5.07. Submission of Matters to a Vote of Security Holders.
On June 1, 2023, Nephros, Inc. (the “Company”) held its 2023 Annual Meeting of the Stockholders (the “Annual Meeting”). At the Annual Meeting:
| 1. | Stockholders elected to the Company’s Board of Directors one nominee, Joseph Harris, to serve a three-year term expiring in 2026; | |
| 2. | Stockholders ratified the appointment of Baker Tilly US, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023; and | |
| 3. | Stockholders approved the compensation of the Company’s named executive officers on an advisory (non-binding) basis. |
The voting results for each such matter were as follows:
| 1. | Election of Directors: |
| Nominee: | For: | Withheld: | Broker Non-Votes: | |||
| Joseph Harris | 5,333,628 | 867,787 | 2,430,993 |
| 2. | Ratification of the appointment of Baker Tilly US, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023: |
| For: | Against: | Abstain: | Broker Non-Votes | |||
| 8,622,127 | 9,252 | 1,029 | 0 |
| 3. | Approval of the compensation of the Company’s named executive officers on an advisory (non-binding) basis: |
| For: | Against: | Abstain: | Broker Non-Votes | |||
| 5,309,669 | 885,868 | 5,878 | 2,430,993 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| Nephros, Inc. | ||
| Dated: June 1, 2023 | By: | /s/ Andrew Astor |
| Andrew Astor | ||
| Chief Financial Officer | ||