0001437749-21-028835.txt : 20211216 0001437749-21-028835.hdr.sgml : 20211216 20211216211705 ACCESSION NUMBER: 0001437749-21-028835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211214 FILED AS OF DATE: 20211216 DATE AS OF CHANGE: 20211216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gwydir Tom CENTRAL INDEX KEY: 0001775308 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32288 FILM NUMBER: 211499337 MAIL ADDRESS: STREET 1: C/O 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEPHROS INC CENTRAL INDEX KEY: 0001196298 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 133971809 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 BUSINESS PHONE: 201.343.5202 MAIL ADDRESS: STREET 1: 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 4 1 rdgdoc.xml FORM 4 X0306 4 2021-12-14 0001196298 NEPHROS INC NEPH 0001775308 Gwydir Tom C/O NEPHROS, INC. 380 LACKAWANNA PLACE SOUTH ORANGE NJ 07079 1 Common Stock 2021-12-14 4 A 0 4582 0 A 15613 D Stock Option (right to buy) 5.3100 2029-04-29 Common Stock 9627 9627 D Stock Option (right to buy) 8.5700 2029-12-16 Common Stock 5568 5568 D Stock Option (right to buy) 8.0600 2031-01-06 Common Stock 6850 6850 D Stock Option (right to buy) 6.82 2021-12-14 4 A 0 7062 0 A 2031-12-14 Common Stock 7062 7062 D Represents shares of restricted stock granted to the reporting person in lieu of cash fees payable to the reporting person for his service on the Company's Board of Directors. These shares of restricted stock vest 6 months following the grant date. Fully exercisable. This option vests as to 2,284 shares on 1/6/21 and as to 2,283 shares on each of 1/6/22 and 1/6/23. Represents options granted to the reporting person for his service on the Company's Board of Directors. This option vests as to 2,354 shares on each of 12/14/21, 12/14/22 and 12/14/23. /s/ Christopher Melsha as attorney-in-fact for Tom Gwydir pursuant to power of attorney previously filed. 2021-12-16