0001437749-21-028835.txt : 20211216
0001437749-21-028835.hdr.sgml : 20211216
20211216211705
ACCESSION NUMBER: 0001437749-21-028835
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211214
FILED AS OF DATE: 20211216
DATE AS OF CHANGE: 20211216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gwydir Tom
CENTRAL INDEX KEY: 0001775308
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32288
FILM NUMBER: 211499337
MAIL ADDRESS:
STREET 1: C/O 380 LACKAWANNA PLACE
CITY: SOUTH ORANGE
STATE: NJ
ZIP: 07079
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEPHROS INC
CENTRAL INDEX KEY: 0001196298
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 133971809
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 380 LACKAWANNA PLACE
CITY: SOUTH ORANGE
STATE: NJ
ZIP: 07079
BUSINESS PHONE: 201.343.5202
MAIL ADDRESS:
STREET 1: 380 LACKAWANNA PLACE
CITY: SOUTH ORANGE
STATE: NJ
ZIP: 07079
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-12-14
0001196298
NEPHROS INC
NEPH
0001775308
Gwydir Tom
C/O NEPHROS, INC.
380 LACKAWANNA PLACE
SOUTH ORANGE
NJ
07079
1
Common Stock
2021-12-14
4
A
0
4582
0
A
15613
D
Stock Option (right to buy)
5.3100
2029-04-29
Common Stock
9627
9627
D
Stock Option (right to buy)
8.5700
2029-12-16
Common Stock
5568
5568
D
Stock Option (right to buy)
8.0600
2031-01-06
Common Stock
6850
6850
D
Stock Option (right to buy)
6.82
2021-12-14
4
A
0
7062
0
A
2031-12-14
Common Stock
7062
7062
D
Represents shares of restricted stock granted to the reporting person in lieu of cash fees payable to the reporting person for his service on the Company's Board of Directors. These shares of restricted stock vest 6 months following the grant date.
Fully exercisable.
This option vests as to 2,284 shares on 1/6/21 and as to 2,283 shares on each of 1/6/22 and 1/6/23.
Represents options granted to the reporting person for his service on the Company's Board of Directors. This option vests as to 2,354 shares on each of 12/14/21, 12/14/22 and 12/14/23.
/s/ Christopher Melsha as attorney-in-fact for Tom Gwydir pursuant to power of attorney previously filed.
2021-12-16