0001062993-23-022643.txt : 20231215
0001062993-23-022643.hdr.sgml : 20231215
20231215164803
ACCESSION NUMBER: 0001062993-23-022643
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231213
FILED AS OF DATE: 20231215
DATE AS OF CHANGE: 20231215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harris Joseph Michael
CENTRAL INDEX KEY: 0001946070
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32288
FILM NUMBER: 231491041
MAIL ADDRESS:
STREET 1: C/O 380 LACKAWANNA PLACE
CITY: SOUTH ORANGE
STATE: NJ
ZIP: 07079
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEPHROS INC
CENTRAL INDEX KEY: 0001196298
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 133971809
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 380 LACKAWANNA PLACE
CITY: SOUTH ORANGE
STATE: NJ
ZIP: 07079
BUSINESS PHONE: 201.343.5202
MAIL ADDRESS:
STREET 1: 380 LACKAWANNA PLACE
CITY: SOUTH ORANGE
STATE: NJ
ZIP: 07079
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-12-13
0001196298
NEPHROS INC
NEPH
0001946070
Harris Joseph Michael
C/O NEPHROS, INC.
380 LACKAWANNA PLACE
SOUTH ORANGE
NJ
07079
1
0
0
0
0
Common Stock
2023-12-13
4
A
0
9291
0
A
17693
D
Stock Option (right to buy)
1.25
2032-09-06
Common Stock
13115
13115
D
Stock Option (right to buy)
1.07
2033-01-05
Common Stock
7080
7080
D
Represents shares of restricted stock granted to the reporting person in lieu of cash fees payable to the reporting person for his service on the Company's Board of Directors for 2023. These shares of restricted stock vest 6 months following the grant date.
This option vests as to 4,372 shares on each of 9/6/22 and 9/6/23 and as to 4,371 shares on 9/6/24.
This option vests as to 2,360 shares on each of 1/5/23, 1/5/24 and 1/5/25.
/s/ Christopher Melsha as attorney-in-fact for Joseph M. Harris pursuant to power of attorney previously filed.
2023-12-15