0001062993-23-022643.txt : 20231215 0001062993-23-022643.hdr.sgml : 20231215 20231215164803 ACCESSION NUMBER: 0001062993-23-022643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20231215 DATE AS OF CHANGE: 20231215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Joseph Michael CENTRAL INDEX KEY: 0001946070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32288 FILM NUMBER: 231491041 MAIL ADDRESS: STREET 1: C/O 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEPHROS INC CENTRAL INDEX KEY: 0001196298 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 133971809 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 BUSINESS PHONE: 201.343.5202 MAIL ADDRESS: STREET 1: 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-12-13 0001196298 NEPHROS INC NEPH 0001946070 Harris Joseph Michael C/O NEPHROS, INC. 380 LACKAWANNA PLACE SOUTH ORANGE NJ 07079 1 0 0 0 0 Common Stock 2023-12-13 4 A 0 9291 0 A 17693 D Stock Option (right to buy) 1.25 2032-09-06 Common Stock 13115 13115 D Stock Option (right to buy) 1.07 2033-01-05 Common Stock 7080 7080 D Represents shares of restricted stock granted to the reporting person in lieu of cash fees payable to the reporting person for his service on the Company's Board of Directors for 2023. These shares of restricted stock vest 6 months following the grant date. This option vests as to 4,372 shares on each of 9/6/22 and 9/6/23 and as to 4,371 shares on 9/6/24. This option vests as to 2,360 shares on each of 1/5/23, 1/5/24 and 1/5/25. /s/ Christopher Melsha as attorney-in-fact for Joseph M. Harris pursuant to power of attorney previously filed. 2023-12-15