0001062993-23-020104.txt : 20231103 0001062993-23-020104.hdr.sgml : 20231103 20231103163014 ACCESSION NUMBER: 0001062993-23-020104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231101 FILED AS OF DATE: 20231103 DATE AS OF CHANGE: 20231103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Krandel Judy CENTRAL INDEX KEY: 0001668351 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32288 FILM NUMBER: 231376812 MAIL ADDRESS: STREET 1: 320 W. 37TH STREET, 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEPHROS INC CENTRAL INDEX KEY: 0001196298 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 133971809 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 BUSINESS PHONE: 201.343.5202 MAIL ADDRESS: STREET 1: 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-11-01 0001196298 NEPHROS INC NEPH 0001668351 Krandel Judy 380 LACKAWANNA PLACE SOUTH ORANGE NJ 07079 0 1 0 0 Chief Financial Officer 0 Stock Option (right to buy) 1.71 2023-11-01 4 A 0 122524 0 A 2033-11-01 Common Stock 122524 122524 D Options to purchase 30,631 shares vest on 11/1/24 and options to purchase the remaining 91,893 shares vest quarterly in 12 equal amounts commencing on 2/1/25. /s/ Judy Krandel 2023-11-03