0000914190-21-000008.txt : 20210108
0000914190-21-000008.hdr.sgml : 20210108
20210108173134
ACCESSION NUMBER: 0000914190-21-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210106
FILED AS OF DATE: 20210108
DATE AS OF CHANGE: 20210108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PERSEN MALCOLM C
CENTRAL INDEX KEY: 0001287975
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32288
FILM NUMBER: 21518517
MAIL ADDRESS:
STREET 1: NEPHROS, INC.
STREET 2: 41 GRAND AVE.
CITY: RIVER EDGE
STATE: NJ
ZIP: 07661
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEPHROS INC
CENTRAL INDEX KEY: 0001196298
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 133971809
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 380 LACKAWANNA PLACE
CITY: SOUTH ORANGE
STATE: NJ
ZIP: 07079
BUSINESS PHONE: 201.343.5202
MAIL ADDRESS:
STREET 1: 380 LACKAWANNA PLACE
CITY: SOUTH ORANGE
STATE: NJ
ZIP: 07079
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-01-06
0001196298
NEPHROS INC
NEPH
0001287975
PERSEN MALCOLM C
C/O NEPHROS, INC.
380 LACKAWANNA PLACE
SOUTH ORANGE
NJ
07079
1
0
0
0
Common Stock
2021-01-06
4
A
0
5921
0
A
48774
D
Common Stock
5194
I
By spouse
Stock Option (Right to Buy)
7.11
2025-05-07
Common Stock
6332
6332
D
Stock Option (Right to Buy)
3.60
2026-08-24
Common Stock
3765
3765
D
Stock Option (Right to Buy)
4.50
2027-12-20
Common Stock
4476
4476
D
Stock Option (Right to Buy)
5.85
2028-12-19
Common Stock
5162
5162
D
Stock Option (Right to Buy)
8.57
2029-12-16
Common Stock
5568
5568
D
Stock Option (Right to Buy)
8.06
2021-01-06
4
A
0
6850
0
A
2031-01-06
Common Stock
6850
6850
D
Represents shares of restricted stock granted to the reporting person in lieu of cash fees payable to the reporting person for his service on the Company's Board of Directors. These shares of restricted stock vest 6 months following the grant date.
Fully exercisable.
This option vests as to 1,856 shares on each of 12/16/19, 12/16/20 and 12/16/21.
Represents options granted to the reporting person for his service on the Company's Board of Directors. This option vests as to 2,284 shares on 1/6/21 and as to 2,283 shares on each of 1/6/22 and 1/6/23.
/s/ Amanda Lorentz as attorney-in-fact for Malcolm Persen pursuant to power of attorney previously filed.
2021-01-08