0000914190-21-000007.txt : 20210108 0000914190-21-000007.hdr.sgml : 20210108 20210108173102 ACCESSION NUMBER: 0000914190-21-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210106 FILED AS OF DATE: 20210108 DATE AS OF CHANGE: 20210108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spandow Oliver J. CENTRAL INDEX KEY: 0001749836 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32288 FILM NUMBER: 21518513 MAIL ADDRESS: STREET 1: C/O 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEPHROS INC CENTRAL INDEX KEY: 0001196298 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 133971809 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 BUSINESS PHONE: 201.343.5202 MAIL ADDRESS: STREET 1: 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-01-06 0001196298 NEPHROS INC NEPH 0001749836 Spandow Oliver J. C/O NEPHROS, INC. 380 LACKAWANNA PLACE SOUTH ORANGE NJ 07079 1 0 0 0 Common Stock 2021-01-06 4 A 0 3666 0 A 19400 D Stock Option (Right to Buy) 5.5755 2028-08-10 Common Stock 9466 9466 D Stock Option (Right to Buy) 5.85 2028-12-19 Common Stock 5161 5161 D Stock Option (Right to Buy) 8.57 2029-12-16 Common Stock 5568 5568 D Stock Option (Right to Buy) 8.06 2021-01-06 4 A 0 6850 0 A 2031-01-06 Common Stock 6850 6850 D Represents shares of restricted stock granted to the reporting person in lieu of cash fees payable to the reporting person for his service on the Company's Board of Directors. These shares of restricted stock vest 6 months following the grant date. Fully exercisable. This option vests as to 1,856 shares on each of 12/16/19, 12/16/20 and 12/16/21. Represents options granted to the reporting person for his service on the Company's Board of Directors. This option vests as to 2,284 shares on 1/6/21 and as to 2,283 shares on each of 1/6/22 and 1/6/23. /s/ Amanda Lorentz as attorney-in-fact for Oliver Spandow pursuant to power of attorney previously filed. 2021-01-08