0000914190-20-000423.txt : 20201120 0000914190-20-000423.hdr.sgml : 20201120 20201120162843 ACCESSION NUMBER: 0000914190-20-000423 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201118 FILED AS OF DATE: 20201120 DATE AS OF CHANGE: 20201120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spandow Oliver J. CENTRAL INDEX KEY: 0001749836 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32288 FILM NUMBER: 201332852 MAIL ADDRESS: STREET 1: C/O 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEPHROS INC CENTRAL INDEX KEY: 0001196298 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 133971809 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 BUSINESS PHONE: 201.343.5202 MAIL ADDRESS: STREET 1: 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-11-18 0001196298 NEPHROS INC NEPH 0001749836 Spandow Oliver J. C/O NEPHROS, INC. 380 LACKAWANNA PLACE SOUTH ORANGE NJ 07079 1 0 0 0 Common Stock 2020-11-18 4 P 0 1500 5.8328 A 15734 D Stock Option (Right to Buy) 5.5755 2028-08-10 Common Stock 9466 9466 D Stock Option (Right to Buy) 5.85 2028-12-19 Common Stock 5161 5161 D Stock Option (Right to Buy) 8.57 2029-12-16 Common Stock 5568 5568 D The option vests as to 3,156 shares on 8/10/19 and as to 3,155 shares on each of 8/10/20 and 8/10/21. The option vests as to 1,721 shares on 12/19/18 and as to 1,720 shares on each of 12/19/19 and 12/19/20. The option vests as to 1,856 shares on each of 12/16/19, 12/16/20 and 12/16/21. /s/ Amanda Lorentz as attorney-in-fact for Oliver Spandow pursuant to power of attorney previously filed. 2020-11-20