0000914190-18-000583.txt : 20181221 0000914190-18-000583.hdr.sgml : 20181221 20181221165346 ACCESSION NUMBER: 0000914190-18-000583 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181219 FILED AS OF DATE: 20181221 DATE AS OF CHANGE: 20181221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pinto Moshe CENTRAL INDEX KEY: 0001651255 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32288 FILM NUMBER: 181250243 MAIL ADDRESS: STREET 1: C/O 41 GRAND AVENUE CITY: RIVER EDGE STATE: NJ ZIP: 07661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEPHROS INC CENTRAL INDEX KEY: 0001196298 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 133971809 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 BUSINESS PHONE: 201.343.5202 MAIL ADDRESS: STREET 1: 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-12-19 0001196298 NEPHROS INC NEPH 0001651255 Pinto Moshe C/O NEPHROS, INC. 380 LACKAWANNA PLACE SOUTH ORANGE NJ 07079 1 0 0 0 Common Stock 204118 D Stock Option (Right to Buy) .45 2025-08-14 Common Stock 59155 59155 D Stock Option (Right to Buy) .40 2026-08-24 Common Stock 33880 33880 D Stock Option (Right to Buy) .4999 2027-12-20 Common Stock 40284 40284 D Stock Option (Right to Buy) .65 2018-12-19 4 A 0 46457 0 A 2028-12-19 Common Stock 46457 46457 D Includes 47,673 shares of restricted stock that vest on 6/14/19. Fully exercisable. The option vests as to 13,428 shares on each of 12/20/17, 12/20/18 and 12/20/19. On December 19, 2018, the Company granted an option to purchase 46,457 shares of common stock of the Company (the "Option") in respect of the service by Mr. Pinto as a member of the Board of Directors of the Company. The Option was granted under the 2015 Plan. The Option vests as to 15,486 shares on each of 12/19/18 and 12/19/19, and as to 15,485 shares on 12/19/20. /s/ Amanda Lorentz as attorney-in-fact for Moshe Pinto pursuant to Power of Attorney previously filed. 2018-12-21