0001127602-21-005012.txt : 20210210
0001127602-21-005012.hdr.sgml : 20210210
20210210175920
ACCESSION NUMBER: 0001127602-21-005012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201216
FILED AS OF DATE: 20210210
DATE AS OF CHANGE: 20210210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAZZELLA JOSEPH F
CENTRAL INDEX KEY: 0001196045
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MOTOR VEHICLES & MOTOR VEHICLE PARTS & SUPPLIES [5010]
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38727
FILM NUMBER: 21615470
MAIL ADDRESS:
STREET 1: C/O HIGHFIELDS CAPITAL MANAGEMENT LP
STREET 2: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PennyMac Financial Services, Inc.
CENTRAL INDEX KEY: 0001745916
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 831098934
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3043 TOWNSGATE ROAD
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: (818) 224-7442
MAIL ADDRESS:
STREET 1: 3043 TOWNSGATE ROAD
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
FORMER COMPANY:
FORMER CONFORMED NAME: New PennyMac Financial Services, Inc.
DATE OF NAME CHANGE: 20180709
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-12-16
0001745916
PennyMac Financial Services, Inc.
PFSI
0001196045
MAZZELLA JOSEPH F
C/O PENNYMAC FINANCIAL SERVICES, INC.
3043 TOWNSGATE ROAD
WESTLAKE VILLAGE
CA
91361
1
Common Stock
2020-12-16
5
G
0
E
25000
0
D
363088
D
Common Stock
2021-02-08
4
A
0
431
57.48
A
363519
D
Common Stock
152031
I
Mazzella Family Irrevocable Trust
Represents a bona fide gift of shares to a charitable organization.
The reported amount consists of 4,236 restricted stock units and 358,852 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the fourth quarter of 2020. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.
The reported amount consists of 4,236 restricted stock units and 359,283 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
/s/ Derek W. Stark, attorney-in-fact for Mr. Mazzella
2021-02-10