0001127602-19-033514.txt : 20191121
0001127602-19-033514.hdr.sgml : 20191121
20191121180318
ACCESSION NUMBER: 0001127602-19-033514
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191119
FILED AS OF DATE: 20191121
DATE AS OF CHANGE: 20191121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAZZELLA JOSEPH F
CENTRAL INDEX KEY: 0001196045
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MOTOR VEHICLES & MOTOR VEHICLE PARTS & SUPPLIES [5010]
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38727
FILM NUMBER: 191238228
MAIL ADDRESS:
STREET 1: C/O HIGHFIELDS CAPITAL MANAGEMENT LP
STREET 2: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PennyMac Financial Services, Inc.
CENTRAL INDEX KEY: 0001745916
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 831098934
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3043 TOWNSGATE ROAD
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: (818) 224-7442
MAIL ADDRESS:
STREET 1: 3043 TOWNSGATE ROAD
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
FORMER COMPANY:
FORMER CONFORMED NAME: New PennyMac Financial Services, Inc.
DATE OF NAME CHANGE: 20180709
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-11-19
0001745916
PennyMac Financial Services, Inc.
PFSI
0001196045
MAZZELLA JOSEPH F
C/O PENNYMAC FINANCIAL SERVICES, INC.
3043 TOWNSGATE ROAD
WESTLAKE VILLAGE
CA
91361
1
Common Stock
2019-11-19
4
S
0
40000
33.6605
D
367031
I
Mazzella Family Irrevocable Trust
Common Stock
2019-11-20
4
S
0
34605
33.769
D
332426
I
Mazzella Family Irrevocable Trust
Common Stock
2019-11-20
4
S
0
395
34.2601
D
332031
I
Mazzella Family Irrevocable Trust
Common Stock
397510
D
The price reported is the weighted average price of multiple transactions ranging from $33.41 to $33.98. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of such reported securities.
The price reported is the weighted average price of multiple transactions ranging from $33.25 to $34.24. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
The price reported is the weighted average price of multiple transactions ranging from $34.25 to $34.27. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
The reported amount consists of 8,891 restricted stock units and 388,619 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
/s/ Kisha Parker, attorney-in-fact for Mr. Mazzella
2019-11-21