0001145549-24-026773.txt : 20240514 0001145549-24-026773.hdr.sgml : 20240514 20240514115526 ACCESSION NUMBER: 0001145549-24-026773 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20240229 FILED AS OF DATE: 20240514 DATE AS OF CHANGE: 20240514 EFFECTIVENESS DATE: 20240514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND CENTRAL INDEX KEY: 0001195738 ORGANIZATION NAME: IRS NUMBER: 030487017 STATE OF INCORPORATION: MA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-21212 FILM NUMBER: 24942319 BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129178146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND DATE OF NAME CHANGE: 20120515 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN INSURED CALIFORNIA TAX FREE ADVANTAGE MUNICIPAL FUND DATE OF NAME CHANGE: 20021003 N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0001195738 XXXXXXXX true false false N-2 NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND 811-21212 0001195738 5493005SR7RRUAG9VK19 333 West Wacker Drive Chicago 606061286 US-IL US 3129177700 State Street Bank & Trust Company One Congress Street Suite 1 Boston 021142016 6177863000 All Instruments representing the investment of the Funds and all cash are held by the custodian. The custodian delivers securities against payment upon sale and pays for securities against delivery upon purchase. The custodian also remits Fund assets in payment of Fund expenses, pursuant to instructions of a Registrants officers or resolutions of the Board of Directors/Trustees. Nuveen Fund Advisors, LLC 333 West Wacker Drive Chicago 606061286 3129177700 Certificate of Incorporation, By-Laws, minutes of director and shareholder meetings and contracts of the Registrant and all advisory material of the investment adviser Computershare Trust Company, N.A. 150 Royall Street Canton 02021 8002578787 Certificate of Incorporation, By-Laws, minutes of director and shareholder meetings and contracts of the Registrant and all advisory material of the investment adviser. N N N-2 Y Terence J. Toth 004501033 N John K. Nelson N/A N Matthew Thornton III N/A N Margaret L. Wolff N/A N Robert L. Young N/A N Amy B. R. Lacellotta N/A N Joanne T. Medero N/A N Albin F. Moschner N/A N Thomas J. Kenny N/A N Loren M. Starr N/A N Joseph A. Boateng N/A N Michael A. Forrester N/A N Brett E. Black N/A 333 West Wacker Drive Chicago 606061286 XXXXXX N N N N N N KPMG LLP 00185 5493003PVCIGA21K0K42 N N N N N N N NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND 5493005SR7RRUAG9VK19 N N/A N N N N N/A N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i)) Rule 18f-4(f)(17 CFR 270.18f-4(f)) N N N N Nuveen Fund Advisors, LLC 801-14147 000104626 5493003J8FN3E5O9OT63 N Nuveen Asset Management, LLC 801-71957 000155584 549300W218VXB0L5EY14 Y N Computershare Trust Company, N.A. 085-11340 2549001YYB62BVMSAO13 N N N ICE Data Pricing and Reference Data, LLC 5493000NQ9LYLDBCTL34 N Financial & Risk U.S. Holdings, Inc. (Refinitiv) 549300NF240HXJ07N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Pricing Direct 549300WIC0TOJ7N7GD54 N Bloomberg 5493001KJTIIGC8Y1R12 N Bloomberg BVAL N/A N Bank of America B4TYDEB6GKMZO031MB27 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) AO CITIBANK, MOSCOW N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM B.M. N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK POLSKA KASA OPIEKI SA - BANK P N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES, GR N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CANADA SELF CUSTODY - CDSX N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CESKOSLOVENSKA OBCHODNI BANKA, A.S. N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK COLOMBIA N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC HUNGARIAN BRANC N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC, DUBLIN-SUCURSA N/A RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MAGHREB N/A MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK N.A. N/A AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA LIMA N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA MEXICO N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK NA SAO PAULO BRAZIL N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK PJSC N/A UA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK,N.A. N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CLEARSTREAM N/A LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CLEARSTREAM BANKING AG N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE (SCHWEIZ) AG N/A CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEPOSITORY TRUST AND CLEARING CORPORATION N/A N Y Securities depository - rule 17f-4 (17 CFR 270.17f-4) DEUTSCHE BANK (MALAYSIA) BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK A.S. N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG, SEOUL BRANCH N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG, TAIPEI BRANCH N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK S.P.A. N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK SOCIEDAD ANONIMA ESPA N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DTCC N/A N Y Securities depository - rule 17f-4 (17 CFR 270.17f-4) EUROCLEAR N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FEDERAL RESERVE BANK N/A N Y Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) FIRSTRAND BANK LIMITED N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HONGKONG AND SHANGHAI BANKING CORPO N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK (CHINA) COMPANY LIMITED N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK AUSTRALIA LIMITED N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST LIMITED N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU CORPBANCA (FORMERLY BANCO ITAU N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL) N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL), FILIAL I NOR N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL), FINNISH BRAN N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ROYAL BANK OF CANADA N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (HONG KONG) N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (THAI) PCL N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STATE STREET BANK AND TRUST COMPANY N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STATE STREET BK LONDON - CREST N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK AUSTRIA AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Computershare Trust Company, N.A. 2549001YYB62BVMSAO13 N N N N Nuveen Securities, LLC 008-13464 000000469 549300SUT66RK1UQZ953 0.000000000000 TIAA-CREF Individual & Institutional Services, LLC 008-44454 000020472 N/A 0.000000000000 Teachers Professional Investors Services, Inc. 008-47051 000036130 N/A 0.000000000000 0.000000000000 Morgan Stanley 008-15869 000008209 7PDDXEMZ0ZV0CEDU4D16 74185073.050000000000 Wells Fargo Securities, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 69428327.600000000000 Citigroup 008-08177 000007059 549300S41SMIODVIT266 54466903.170000000000 Bank of America, National Association 008-07221 000007691 B4TYDEB6GKMZO031MB27 53902824.050000000000 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 28679129.850000000000 National Financial Services LLC 008-26740 000013041 549300JRHF1MHHWUAW04 19336332.000000000000 Truist Investment Services, Inc. 008-35355 000017499 CSVTK36R0PNGXEM7NS14 16617731.600000000000 Stifel Nicolaus & Company Incorporated 008-01447 000000793 5WUVMA08EYG4KEUPW589 15741111.750000000000 JPMorgan Securities LLC 008-36950 000018718 ZBUT11V806EZRVTWT807 14840356.000000000000 Raymond James & Associates Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 10496274.750000000000 373585906.120000000000 N 613725535.143961000000 Common stock Common shares Preferred stock Variable Rate Demand Preferred Shares N N N N N N 0.579877185782 4.036052206006 11.480000000000 13.330000000000 true true INTERNAL CONTROL RPT 2 internalctrlreportkpmg_0229.htm INTERNAL CONTROL REPORT - 02.29.2024 PDFtoHTML Conversion Output

Report of Independent Registered Public Accounting Firm

To the Shareholders and Board of Trustees

Nuveen Funds:

In planning and performing our audits of the financial statements of the Nuveen Funds listed in Exhibit A (the Funds) as of and for the year ended February 29, 2024, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we express no such opinion.

Management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of the company's assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of February 29, 2024.

This report is intended solely for the information and use of the management and the Board of Trustees of the Nuveen Funds listed in Exhibit A and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ KPMG LLP

Chicago, Illinois

April 26, 2024

KPMG LLP, a Delaware limited liability partnership and a member firm of the KPMG global organization of independent member firms affiliated with KPMG International Limited, a private English company limited by guarantee.

Exhibit A

Closed-End Funds

Nuveen Arizona Quality Municipal Income Fund (NAZ)

Nuveen New Jersey Quality Municipal Income Fund (NXJ) Nuveen Pennsylvania Quality Municipal Income Fund NQP) Nuveen California Quality Municipal Income Fund (NAC)

Nuveen California AMT-Free Quality Municipal Income Fund (NKX) Nuveen California Municipal Value Fund (NCA) Nuveen California Select Tax-Free Income Portfolio (NXC) Nuveen New York Quality Municipal Income Fund (NAN) Nuveen New York AMT-Free Quality Municipal Income Fund (NRK) Nuveen New York Municipal Value Fund (NNY) Nuveen New York Select Tax-Free Income Portfolio (NXN)

Open-End Funds

Nuveen Multistate Trust II

Nuveen California High Yield Municipal Bond Fund (NCHY) Nuveen California Municipal Bond Fund (NCASP) Nuveen Connecticut Municipal Bond Fund (CT)

Nuveen Massachusetts Municipal Bond Fund (CTFM) Nuveen New Jersey Municipal Bond Fund (NFNJ) Nuveen New York Municipal Bond Fund (NFNY)

MATERIAL AMENDMENTS 3 continuanceammendment_0229.htm LEGAL EXHIBIT - 02.29.2024 PDFtoHTML Conversion Output

CONTINUANCE and AMENDMENT OF MANAGEMENT AGREEMENTS

Agreement made as of this 1st day of May 2024, by and between the entities listed on Appendix A (the "Funds") and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the "Adviser"), to be effective May 1, 2024.

WITNESSETH THAT:

WHEREAS, the parties hereto are the contracting parties under each certain Investment Management Agreement (the "Agreements") pursuant to which the Adviser furnishes investment management and other services to each Fund; and

WHEREAS, the Agreements for all of the Funds except those listed in Appendix B hereto terminate on August 1, 2024, unless continued in the manner required by the Investment Company Act of 1940; and

WHEREAS, the Adviser and the Board of Directors/Trustees of the Funds have agreed to amend Schedule B of the Agreement for Nuveen Real Estate Securities Fund to lower the Fund's fund-level management fee rate as specified in Appendix C hereto; and

WHEREAS, the Adviser and the Board of Directors/Trustees have agreed to amend the description and calculation of the Complex-Level Fee (as defined in each relevant Fund's respective Agreement) as specified in Appendix D hereto; and

WHEREAS, the Board of Directors/Trustees, at meetings held April 18-19, 2024, have approved:

(i)the continuance of each Agreement, except those for the Funds listed in Appendix B hereto, until May 1, 2025, in the manner required by the Investment Company Act of 1940, as amended; (ii) the amendments to Schedule B of the Agreement for Nuveen Real Estate Securities Fund as specified in Appendix C hereto; and

(iii)the amendments to the Complex-Level Fee specified in Appendix D hereto.

NOW THEREFORE, in consideration of the mutual covenants contained in each Agreement the parties hereto do hereby continue and amend the Agreements as specified herein and ratify and confirm the Agreements, as amended, in all respects.

[Signature Page Follows]

 

 

IN WITNESS WHEREOF, each of the parties has caused this Agreement to be executed in its name and on its behalf by a duly authorized officer as of the day and year first above written.

On behalf of the Nuveen Funds

Listed on Appendix A

/s/ Mark Czarniecki

By:

Mark Czarniecki (May 1, 2024 16:04 CDT)

 

Vice President

 

Attest: /s/ Celeste Clayton

NUVEEN FUND ADVISORS, LLC

/s/ John M. McCann

By: John M. McCann (May 1, 2024 18:04 EDT)

Managing Director

Attest: /s/ Celeste Clayton

 

Appendix A

As of May 1, 2024

NUVEEN OPEN-END MUTUAL FUNDS

NUVEEN MUNICIPAL TRUST

Nuveen All-American Municipal Bond Fund

Nuveen High Yield Municipal Bond Fund

Nuveen Intermediate Duration Municipal Bond Fund

Nuveen Limited Term Municipal Bond Fund

Nuveen Short Duration High Yield Municipal Bond Fund

Nuveen Strategic Municipal Opportunities Fund

NUVEEN MULTISTATE TRUST I

Nuveen Arizona Municipal Bond Fund

Nuveen Colorado Municipal Bond Fund

Nuveen Maryland Municipal Bond Fund

Nuveen New Mexico Municipal Bond Fund

Nuveen Pennsylvania Municipal Bond Fund

Nuveen Virginia Municipal Bond Fund

NUVEEN MULTISTATE TRUST II

Nuveen California Municipal Bond Fund

Nuveen California High Yield Municipal Bond Fund

Nuveen Connecticut Municipal Bond Fund

Nuveen Massachusetts Municipal Bond Fund

Nuveen New Jersey Municipal Bond Fund

Nuveen New York Municipal Bond Fund

NUVEEN MULTISTATE TRUST III

Nuveen Georgia Municipal Bond Fund

Nuveen Louisiana Municipal Bond Fund

Nuveen North Carolina Municipal Bond Fund

NUVEEN MULTISTATE TRUST IV

Nuveen Kansas Municipal Bond Fund

Nuveen Kentucky Municipal Bond Fund

Nuveen Michigan Municipal Bond Fund

Nuveen Missouri Municipal Bond Fund

Nuveen Ohio Municipal Bond Fund

Nuveen Wisconsin Municipal Bond Fund

NUVEEN INVESTMENT TRUST

Nuveen Global Equity Income Fund

Nuveen Large Cap Value Fund name change to Nuveen Large Cap Value Opportunities Fund eff. 5/1/24 Nuveen Multi Cap Value Fund

Nuveen Small/Mid Cap Value Fund

Nuveen Small Cap Value Opportunities Fund

NUVEEN INVESTMENT TRUST II

Nuveen Equity Long/Short Fund

Nuveen International Value Fund

 

Nuveen Dividend Growth Fund

Nuveen Global Dividend Growth Fund

Nuveen International Dividend Growth Fund

Nuveen International Small Cap Fund

Nuveen Winslow Large-Cap Growth ESG Fund

NUVEEN INVESTMENT TRUST III

Nuveen Floating Rate Income Fund

Nuveen High Yield Income Fund

NUVEEN INVESTMENT TRUST V

Nuveen Global Real Estate Securities Fund

Nuveen Flexible Income Fund

Nuveen Preferred Securities and Income Fund

NUVEEN MANAGED ACCOUNTS PORTFOLIOS TRUST

Municipal Total Return Managed Accounts Portfolio

Nuveen Core Impact Bond Managed Accounts Portfolio

Nuveen Emerging Markets Debt Managed Accounts Portfolio

Nuveen High Yield Managed Accounts Portfolio

Nuveen Preferred Securities and Income Managed Accounts Portfolio

Nuveen Securitized Credit Managed Accounts Portfolio

Nuveen Ultra Short Municipal Managed Accounts Portfolio

NUVEEN INVESTMENT FUNDS, INC.

Nuveen Dividend Value Fund Nuveen Global Infrastructure Fund Nuveen Credit Income Fund Nuveen Large Cap Select Fund

Nuveen Mid Cap Growth Opportunities Fund

Nuveen Mid Cap Value Fund name change to Nuveen Mid Cap Value 1 Fund eff. 5/1/24 Nuveen Minnesota Intermediate Municipal Bond Fund

Nuveen Minnesota Municipal Bond Fund

Nuveen Nebraska Municipal Bond Fund

Nuveen Oregon Intermediate Municipal Bond Fund Nuveen Real Asset Income Fund

Nuveen Real Estate Securities Fund Nuveen Short Term Municipal Bond Fund Nuveen Small Cap Growth Opportunities Fund Nuveen Small Cap Select Fund

Nuveen Small Cap Value Fund

Nuveen Strategic Income Fund

NUVEEN EXCHANGE-TRADED FUNDS

NuSHARES ETF TRUST

Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG)

Nuveen Short-Term REIT ETF (NURE)

Nuveen ESG Large-Cap Growth ETF (NULG)

Nuveen ESG Large-Cap Value ETF (NULV)

Nuveen ESG Mid-Cap Growth ETF (NUMG)

Nuveen ESG Mid-Cap Value ETF (NUMV)

 

Nuveen ESG Small-Cap ETF (NUSC)

Nuveen ESG 1-5 Year U.S. Aggregate Bond ETF (NUSA)

Nuveen ESG Emerging Markets Equity ETF (NUEM)

Nuveen ESG International Developed Markets Equity ETF (NUDM)

Nuveen ESG U.S. Aggregate Bond ETF (NUBD)

Nuveen ESG Large-Cap ETF (NULC)

Nuveen ESG High Yield Corporate Bond ETF (NUHY)

Nuveen Dividend Growth ETF (NDVG)

Nuveen Small Cap Select ETF (NSCS)

Nuveen Winslow Large-Cap Growth ESG ETF (NWLG)

Nuveen ESG Dividend ETF (NUDV)

Nuveen Growth Opportunities ETF (NUGO)

Nuveen Global Net Zero Transition ETF (NTZG)

Nuveen Core Plus Bond ETF (NCPB)

Nuveen Preferred and Income ETF (NPFI)

Nuveen Ultra Short Income ETF (NUSB)

Nuveen Sustainable Core ETF (NSCR)

NUVEEN CLOSED-END FUNDS

 

 

TICKER SYMBOL

Nuveen Municipal Value Fund, Inc.

NUV

Nuveen California Municipal Value Fund

NCA

Nuveen New York Municipal Value Fund

NNY

Nuveen Municipal Income Fund, Inc.

NMI

Nuveen AMT-Free Municipal Value Fund

NUW

Nuveen Select Maturities Municipal Fund

NIM

Nuveen Select Tax-Free Income Portfolio

NXP

Nuveen California Select Tax-Free Income Portfolio

NXC

Nuveen New York Select Tax-Free Income Portfolio

NXN

Nuveen Real Estate Income Fund

JRS

Nuveen Preferred & Income Opportunities Fund

JPC

Nuveen Credit Strategies Income Fund

JQC

Nuveen S&P 500 Buy-Write Income Fund

BXMX

Nuveen S&P 500 Dynamic Overwrite Fund

SPXX

Nuveen Core Equity Alpha Fund

JCE

Nuveen Mortgage and Income Fund f/k/a Nuveen Mortgage Opportunity Term Fund

JLS

Nuveen Taxable Municipal Income Fund f/k/a Nuveen Build America Bond Fund (11/19/18)

NBB

Nuveen Real Asset Income and Growth Fund

JRI

Nuveen Preferred and Income Term Fund

JPI

Nuveen Multi-Market Income Fund

JMM

Nuveen Global High Income Fund

JGH

Nuveen Dow 30SM Dynamic Overwrite Fund

DIAX

Nuveen NASDAQ 100 Dynamic Overwrite Fund

QQQX

Nuveen Core Plus Impact Fund

NPCT

Nuveen Multi-Asset Income Fund

NMAI

Nuveen Variable Rate Preferred & Income Fund

NPFD

Nuveen Floating Rate Income Fund

JFR

Nuveen Pennsylvania Quality Municipal Income Fund

NQP

Nuveen Arizona Quality Municipal Income Fund

NAZ

Nuveen Massachusetts Quality Municipal Income Fund

NMT

Nuveen Virginia Quality Municipal Income Fund

NPV

 

Nuveen Missouri Quality Municipal Income Fund

NOM

Nuveen California Quality Municipal Income Fund

NAC

Nuveen New York Quality Municipal Income Fund

NAN

Nuveen Quality Municipal Income Fund

NAD

Nuveen New Jersey Quality Municipal Income Fund

NXJ

Nuveen Municipal Credit Income Fund

NZF

Nuveen AMT-Free Municipal Credit Income Fund

NVG

Nuveen AMT-Free Quality Municipal Income Fund

NEA

Nuveen California AMT-Free Quality Municipal Income Fund

NKX

Nuveen New York AMT-Free Quality Municipal Income Fund

NRK

Nuveen Municipal High Income Opportunity Fund

NMZ

Nuveen Minnesota Quality Municipal Income Fund

NMS

Nuveen Municipal Credit Opportunities Fund

NMCO

Nuveen Dynamic Municipal Opportunities Fund

NDMO

NUVEEN INTERVAL FUND

 

Nuveen Enhanced High Yield Municipal Bond Fund

 

 

Appendix B

The Agreements for the following Funds have the effective date and initial term specified below and are not subject to continuance as of May 1, 2024.

FUND

EFFECTIVE DATE

INITIAL TERM

Nuveen Core Plus Bond ETF (NCBP)

March 6, 2024

Until August 1, 2025

Nuveen Preferred and Income ETF (NPFI)

March 6, 2024

Until August 1, 2025

Nuveen Ultra Short Income ETF (NUSB)

March 6, 2024

Until August 1, 2025

Nuveen Sustainable Core ETF (NSCR)

March 6, 2024

Until August 1, 2025

Nuveen Ultra Short Municipal Managed

February 29, 2024

Until August 1, 2025

Accounts Portfolio

 

 

 

Appendix C

NUVEEN INVESTMENT FUNDS, INC.

MANAGEMENT AGREEMENT

SCHEDULE B

AMENDED AS OF MAY 1, 2024

The Fund-Level Fee for Nuveen Real Estate Securities Fund shall be computed by applying the following annual rate to the average total daily net assets of the Fund:

Average Total Daily Net Assets

Rate

 

 

 

Nuveen Real Estate

 

Securities Fund

 

 

For the first $125 million

0.6500%

 

 

For the next $125 million

0.6375%

 

 

For the next $250 million

0.6250%

 

 

For the next $500 million

0.6125%

 

 

For the next $1 billion

0.6000%

 

 

For the next $3 billion

0.5750%

 

 

For the next $2.5 billion

0.5500%

 

 

For the next $2.5 billion

0.5375%

 

 

Over $10 billion

0.5250%

 

 

Except as provided herein, the terms and conditions contained in the Agreement shall remain in full force and effect. Capitalized terms herein that are not defined shall have the meanings ascribed to them in the Agreement.

 

Appendix D

MEMORIALIZATION OF CHANGES

TO THE COMPLEX-LEVEL FEE IN

NUVEEN OPEN-END AND CLOSED-END FUND

INVESTMENT MANAGEMENT AGREEMENTS

MEMORIALIZATION made as of this 1st day of May, 2024, by and between Nuveen Open-End, Interval and Closed-End Funds (excluding Nuveen Exchange-Traded Funds) listed on Exhibit A (the "Funds"), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the "Adviser").

W I T N E S S E T H

WHEREAS, each Investment Management Agreement between each of the Funds and the Adviser currently in effect includes, as a component of the management fee to be paid by each Fund to the Adviser, a Complex-Level Fee (capitalized terms not otherwise defined herein shall be as defined in each Fund's respective Investment Management Agreement);

WHEREAS, the Adviser and the Board of Directors/Trustees of each of the Funds (the "Board") have agreed to a revised Complex-Level Fee schedule and to include certain assets of the mutual funds overseen by the Board and advised by Teachers Advisors, LLC as Complex- Level Assets for purposes of calculating the Complex-Level Fee, which will have the effect of reducing the fees paid to the Adviser by the Funds.

NOW THEREFORE, the parties hereby memorialize that understanding by replacing the description of the Complex-Level Fee included in each Fund's Investment Management Agreement with the following:

The Complex-Level Fee for each Fund shall be computed by applying the Complex- Level Fee Rate to the average total daily net assets of the Fund if it is an open-end registered investment company or the average total daily managed assets of the Fund if it is a closed-end registered investment company. The Complex-Level Fee Rate shall be determined based upon the aggregate daily net assets of all Eligible Funds, as defined below (with such daily net assets to include — in the case of Eligible Funds whose advisory fees are calculated by reference to net assets that include net assets attributable to preferred stock issued by or borrowings by the Eligible Fund — such leveraging net assets) (such assets referred to as "Complex-Level Assets"), and shall be computed by applying the following annual rate to the average daily Complex-Level Assets:

 

 

Complex-Level

 

 

Fee Rate at

Complex-Level Asset

 

Breakpoint

Breakpoint Level

 

Level

For the first $124.3 billion

 

0.1600%

 

For the next $75.7 billion

0.1350%

For the next $200 billion

0.1325%

For amounts over $400 billion

0.1300%

Except as described below, "Eligible Funds," for purposes of the Agreement, shall mean all Nuveen-branded closed-end and open-end registered investment companies organized in the United States. Eligible Funds do not include Nuveen-branded exchange-traded open-end registered investment companies, Nuveen-branded open-end registered investment companies operating as funds-of-funds, Nuveen-branded open-end registered investment companies operating as money market funds, Nuveen-branded open-end registered investment companies operating as index funds, Nuveen Large Cap Responsible Equity Fund or Nuveen Life Large Cap Responsible Equity Fund. Eligible Funds include the active equity and fixed income Nuveen-branded open-end registered investment companies advised by Teachers Advisors, LLC (except those identified immediately above) (the "Eligible TAL-Advised Funds"); however, Complex-Level Assets will include only the specified percentage of the aggregate average daily net assets of the Eligible TAL-Advised Funds as of the dates noted in the following schedule:

Effective Date

Percent of Eligible TAL-Advised Fund

 

Assets Included as Complex-Level Assets

May 1, 2024

11.00%

May 1, 2025

21.00%

May 1, 2026

31.00%

May 1, 2027

41.00%

May 1, 2028

51.00%

May 1, 2029

61.00%

May 1, 2030

71.00%

May 1, 2031

81.00%

May 1, 2032

91.00%

May 1, 2033

100.00%

Any open-end or closed-end funds that subsequently become a Nuveen-branded fund because either (a) Nuveen, LLC or its affiliates acquire the investment adviser to such funds (or the adviser's parent), or (b) Nuveen, LLC or its affiliates acquire the fund's adviser's rights under the management agreement for such fund (in either case, such acquisition an "Acquisition" and such fund an "Acquired Fund"), will be evaluated by both Nuveen management and the Nuveen Funds' Board, on a case-by-case basis, as to whether or not the assets of such Acquired Funds would be included in Complex- Level Assets and, if so, whether there would be a basis for any adjustments to the complex-level breakpoint schedule and/or its application. Any such adjustments would be reflected in a future amendment to the Agreement.

 

 

IN WITNESS WHEREOF, each Fund and the Adviser have caused this Agreement to be executed as of the day and year above written.

ALL NUVEEN FUNDS LISTED ON EXHIBIT A

/s/ Mark Czarniecki

by: Mark Czarniecki (May 1, 2024 16:04 CDT)

Vice President

Attest: /s/ Celeste Clayton

NUVEEN FUND ADVISORS, LLC

/s/ John M. McCann

by: John M. McCann (May 1, 2024 18:04 EDT)

Managing Director

Attest: /s/ Celeste Clayton

 

EXHIBIT A

As of May 1, 2024

NUVEEN OPEN-END MUTUAL FUNDS

NUVEEN MUNICIPAL TRUST

Nuveen All-American Municipal Bond Fund

Nuveen High Yield Municipal Bond Fund

Nuveen Intermediate Duration Municipal Bond Fund

Nuveen Limited Term Municipal Bond Fund

Nuveen Short Duration High Yield Municipal Bond Fund

Nuveen Strategic Municipal Opportunities Fund

NUVEEN MULTISTATE TRUST I

Nuveen Arizona Municipal Bond Fund

Nuveen Colorado Municipal Bond Fund

Nuveen Maryland Municipal Bond Fund

Nuveen New Mexico Municipal Bond Fund

Nuveen Pennsylvania Municipal Bond Fund

Nuveen Virginia Municipal Bond Fund

NUVEEN MULTISTATE TRUST II

Nuveen California Municipal Bond Fund

Nuveen California High Yield Municipal Bond Fund

Nuveen Connecticut Municipal Bond Fund

Nuveen Massachusetts Municipal Bond Fund

Nuveen New Jersey Municipal Bond Fund

Nuveen New York Municipal Bond Fund

NUVEEN MULTISTATE TRUST III

Nuveen Georgia Municipal Bond Fund

Nuveen Louisiana Municipal Bond Fund

Nuveen North Carolina Municipal Bond Fund

NUVEEN MULTISTATE TRUST IV

Nuveen Kansas Municipal Bond Fund

Nuveen Kentucky Municipal Bond Fund

Nuveen Michigan Municipal Bond Fund

Nuveen Missouri Municipal Bond Fund

Nuveen Ohio Municipal Bond Fund

Nuveen Wisconsin Municipal Bond Fund

NUVEEN INVESTMENT TRUST

Nuveen Global Equity Income Fund

Nuveen Large Cap Value Fund name change to Nuveen Large Cap Value Opportunities Fund eff. 5/1/24 Nuveen Multi Cap Value Fund

Nuveen Small/Mid Cap Value Fund

Nuveen Small Cap Value Opportunities Fund

NUVEEN INVESTMENT TRUST II

Nuveen Equity Long/Short Fund

Nuveen International Value Fund

 

Nuveen Dividend Growth Fund

Nuveen Global Dividend Growth Fund

Nuveen International Dividend Growth Fund

Nuveen International Small Cap Fund

Nuveen Winslow Large-Cap Growth ESG Fund

NUVEEN INVESTMENT TRUST III

Nuveen Floating Rate Income Fund

Nuveen High Yield Income Fund

NUVEEN INVESTMENT TRUST V

Nuveen Global Real Estate Securities Fund

Nuveen Flexible Income Fund

Nuveen Preferred Securities and Income Fund

NUVEEN INVESTMENT FUNDS, INC.

Nuveen Dividend Value Fund Nuveen Global Infrastructure Fund Nuveen Credit Income Fund Nuveen Large Cap Select Fund

Nuveen Mid Cap Growth Opportunities Fund

Nuveen Mid Cap Value Fund name change to Nuveen Mid Cap Value 1 Fund eff. 5/1/24 Nuveen Minnesota Intermediate Municipal Bond Fund

Nuveen Minnesota Municipal Bond Fund

Nuveen Nebraska Municipal Bond Fund

Nuveen Oregon Intermediate Municipal Bond Fund Nuveen Real Asset Income Fund

Nuveen Real Estate Securities Fund Nuveen Short Term Municipal Bond Fund Nuveen Small Cap Growth Opportunities Fund Nuveen Small Cap Select Fund

Nuveen Small Cap Value Fund

Nuveen Strategic Income Fund

NUVEEN CLOSED-END FUNDS

 

 

TICKER SYMBOL

Nuveen Municipal Value Fund, Inc.

NUV

Nuveen California Municipal Value Fund

NCA

Nuveen New York Municipal Value Fund

NNY

Nuveen Municipal Income Fund, Inc.

NMI

Nuveen AMT-Free Municipal Value Fund

NUW

Nuveen Select Maturities Municipal Fund

NIM

Nuveen Select Tax-Free Income Portfolio

NXP

Nuveen California Select Tax-Free Income Portfolio

NXC

Nuveen New York Select Tax-Free Income Portfolio

NXN

Nuveen Real Estate Income Fund

JRS

Nuveen Preferred & Income Opportunities Fund

JPC

Nuveen Credit Strategies Income Fund

JQC

Nuveen S&P 500 Buy-Write Income Fund

BXMX

Nuveen S&P 500 Dynamic Overwrite Fund

SPXX

Nuveen Core Equity Alpha Fund

JCE

 

Nuveen Mortgage and Income Fund f/k/a Nuveen Mortgage Opportunity Term Fund

JLS

Nuveen Taxable Municipal Income Fund f/k/a Nuveen Build America Bond Fund (11/19/18)

NBB

Nuveen Real Asset Income and Growth Fund

JRI

Nuveen Preferred and Income Term Fund

JPI

Nuveen Multi-Market Income Fund

JMM

Nuveen Global High Income Fund

JGH

Nuveen Dow 30SM Dynamic Overwrite Fund

DIAX

Nuveen NASDAQ 100 Dynamic Overwrite Fund

QQQX

Nuveen Core Plus Impact Fund

NPCT

Nuveen Multi-Asset Income Fund

NMAI

Nuveen Variable Rate Preferred & Income Fund

NPFD

Nuveen Floating Rate Income Fund

JFR

Nuveen Pennsylvania Quality Municipal Income Fund

NQP

Nuveen Arizona Quality Municipal Income Fund

NAZ

Nuveen Massachusetts Quality Municipal Income Fund

NMT

Nuveen Virginia Quality Municipal Income Fund

NPV

Nuveen Missouri Quality Municipal Income Fund

NOM

Nuveen California Quality Municipal Income Fund

NAC

Nuveen New York Quality Municipal Income Fund

NAN

Nuveen Quality Municipal Income Fund

NAD

Nuveen New Jersey Quality Municipal Income Fund

NXJ

Nuveen Municipal Credit Income Fund

NZF

Nuveen AMT-Free Municipal Credit Income Fund

NVG

Nuveen AMT-Free Quality Municipal Income Fund

NEA

Nuveen California AMT-Free Quality Municipal Income Fund

NKX

Nuveen New York AMT-Free Quality Municipal Income Fund

NRK

Nuveen Municipal High Income Opportunity Fund

NMZ

Nuveen Minnesota Quality Municipal Income Fund

NMS

Nuveen Municipal Credit Opportunities Fund

NMCO

Nuveen Dynamic Municipal Opportunities Fund

NDMO

NUVEEN INTERVAL FUND

 

Nuveen Enhanced High Yield Municipal Bond Fund