SC 13D/A 1 ef20037810_sc13da.htm SC 13DA

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A

Under the Securities Exchange Act of 1934
(Amendment No. 2)

NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND
(Name of Issuer)
PREFERRED SHARES
(Title of Class of Securities)
670657824
(CUSIP Number)
Bank of America Corporation
Bank of America Corporate Center
100 N. Tryon Street
Charlotte, North Carolina 28255
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
February 9, 2018
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ☐.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 240.13d-7(b) for other parties to whom copies are to be sent.
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



SCHEDULE 13D/A
 
CUSIP No. 670657824

1
NAMES OF REPORTING PERSONS
 
 
Bank of America Corporation 56-0906609
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 

 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
WC
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 

 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
0
 
 
 
 
8
SHARED VOTING POWER
 
 
1,350
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
1,350
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
1,350
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
0.4%*
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
HC
 
 
 
 
 
*The calculation of the percentage of outstanding shares is based on 350,554 shares of AMTP, MFP and VRDP shares outstanding as of April 30, 2024, as disclosed by the Issuer in its Certified Shareholder Report on Form N-CSRS filed with the SEC on July 2, 2024.


CUSIP No. 670657824

1
NAMES OF REPORTING PERSONS
 
 
Banc of America Preferred Funding Corporation 75-2939570
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
 
(b)
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
SOURCE OF FUNDS (SEE INSTRUCTIONS)
 
 
WC
 
 
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
 

 
 
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
 
0
 
 
 
 
8
SHARED VOTING POWER
 
 
1,350
 
 
 
 
9
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
10
SHARED DISPOSITIVE POWER
 
 
1,350
 
 
 
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
1,350
 
 
 
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
 
0.4%*
 
 
 
 
14
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
CO
 
 
 
 
 
*The calculation of the percentage of outstanding shares is based on 350,554 shares of AMTP, MFP and VRDP shares outstanding as of April 30, 2024, as disclosed by the Issuer in its Certified Shareholder Report on Form N-CSRS filed with the SEC on July 2, 2024.


This Amendment No. 2 (this “Amendment”) amends, as set forth below, the statement on Schedule 13D, dated February 8, 2018 and filed with the SEC on February 20, 2018 (as amended to the date hereof, the “Original Schedule 13D”) for Bank of America Corporation (“BAC”) and Banc of America Preferred Funding Corporation (“BAPFC”) (collectively, the “Reporting Persons”) with respect to the adjustable rate munifund term preferred shares (AMTP Shares) and munifund preferred shares (MFP Shares) of Nuveen AMT-Free Quality Municipal Income Fund (the Issuer).

This Amendment is being filed to disclose previously unreported trades.

Item 2.
Identity and Background

Item 2 of the Original Schedule 13D is hereby amended by deleting Schedule I and Schedule II referenced therein and replacing them with Schedule I and Schedule II included with this Amendment.


Item 5.
Interest in Securities of the Issuer

The Reporting Persons have effected the transactions in securities of the Issuer identified in Schedule III.

Item 7.
Material to be Filed as Exhibits

Item 7 of the Original Schedule 13D is hereby amended by deleting Exhibit 99.1 and Exhibit 99.2 thereto and inserting the following exhibits in their place:

Exhibit No.
 
Description
 
Joint Filing Agreement, dated as of December 13, 2024, by and among the Reporting Persons.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: December 13, 2024.  
 
BANK OF AMERICA CORPORATION
     
 
By:
/s/ Andres Ortiz
   
Name: Andres Ortiz
   
Title: Authorized Signatory
   
 
BANC OF AMERICA PREFERRED FUNDING CORPORATION
     
 
By:
/s/ Andres Ortiz
   
Name: Andres Ortiz
   
Title: Authorized Signatory


Page 1 of 3
SCHEDULE I

EXECUTIVE OFFICERS AND DIRECTORS OF
REPORTING PERSONS

The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation.  The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 North Tryon Street, Charlotte, North Carolina 28255.

Name

Position with Bank of
America Corporation

Principal Occupation
Brian T. Moynihan

Chairman of the Board, Chief Executive Officer and Director

Chairman of the Board and Chief Executive Officer of Bank of America Corporation
Paul M. Donofrio

Vice Chair

Vice Chair of Bank of America Corporation
Thong M. Nguyen

Vice Chair, Head of Global Strategy & Enterprise Platforms

Vice Chair, Head of Global Strategy & Enterprise Platforms of Bank of America Corporation
Bruce R. Thompson

Vice Chair, Head of Enterprise Credit

Vice Chair, Head of Enterprise Credit of Bank of America Corporation
Dean C. Athanasia

President, Regional Banking

President, Regional Banking of Bank of America Corporation
James P. DeMare

President, Global Markets

President, Global Markets of Bank of America Corporation
Kathleen A. Knox

President, The Private Bank

President, The Private Bank of Bank of America Corporation
Matthew M. Koder

President, Global Corporate and Investment Banking

President, Global Corporate and Investment Banking of Bank of America Corporation
Bernard A. Mensah

President, International; CEO, Merrill Lynch International

President, International of Bank of America Corporation and CEO, Merrill Lynch International
Lindsay DeNardo Hans

President, Co-Head Merrill Wealth Management

President, Co-Head Merrill Wealth Management of Bank of America Corporation
Eric Schimpf

President, Co-Head Merrill Wealth Management

President, Co-Head Merrill Wealth Management of Bank of America Corporation
Aditya Bhasin

Chief Technology and Information Officer

Chief Technology and Information Officer of Bank of America Corporation
D. Steve Boland

Chief Administrative Officer

Chief Administrative Officer of Bank of America Corporation
Alastair Borthwick

Chief Financial Officer

Chief Financial Officer of Bank of America Corporation
Sheri Bronstein

Chief Human Resources Officer

Chief Human Resources Officer of Bank of America Corporation
Geoffrey Greener

Chief Risk Officer

Chief Risk Officer of Bank of America Corporation
Thomas M. Scrivener

Chief Operations Executive

Chief Operations Executive of Bank of America Corporation
Lauren A. Mogensen

Global General Counsel

Global General Counsel of Bank of America Corporation
Lionel L. Nowell, III

Lead Independent Director

Lead Independent Director, Bank of America Corporation; Former Senior Vice President and Treasurer, PepsiCo, Inc.
Sharon L. Allen

Director

Former Chairman, Deloitte LLP
Jose E. Almeida

Director

Chairman, President and Chief Executive Officer of Baxter International Inc.
Pierre J.P. de Weck1

Director

Former Chairman and Global Head of Private Wealth Management, Deutsche Bank AG
Arnold W. Donald

Director

Former President and Chief Executive Officer, Carnival Corporation & Carnival plc
Linda P. Hudson

Director

Former Executive Officer, The Cardea Group, LLC and Former President and Chief Executive Officer of BAE Systems, Inc.
Monica C. Lozano

Director

Lead Independent Director, Target Corporation; Former Chief Executive Officer, Former College Futures Foundation and Former Chairman, US Hispanic Media Inc.
Denise L. Ramos

Director

Former Chief Executive Officer and President of ITT Inc.
Clayton S. Rose

Director

Baker Foundation Professor of Management Practice at Harvard Business School
Michael D. White

Director

Former Chairman, President, and Chief Executive Officer of DIRECTV
Thomas D. Woods2

Director

Former Vice Chairman and Senior Executive Vice President of Canadian Imperial Bank of Commerce; Former Chairman, Hydro One Limited
Maria T. Zuber

Director

Vice President for Research and E.A., Griswold Professor of Geophysics, MIT


1 Mr. de Weck is a citizen of Switzerland.
2 Mr. Woods is a citizen of Canada.


Page 3 of 3
The following sets forth the name and present principal occupation of each executive officer and director of Banc of America Preferred Funding Corporation.  The business address of each of the executive officers and directors of Banc of America Preferred Funding Corporation is 214 North Tryon Street, Charlotte, North Carolina 28255.

Name

Position with Banc of
America Preferred Funding
Corporation

Principal Occupation
John J. Lawlor

Director and President

Managing Director, Municipal Markets and Public Sector Banking Executive of BofA Securities, Inc. and Bank of America, National Association
James Duffy

Managing Director

Director; MBAM BFO, The CFO Group
of Bank of America, National Association
Michael I. Jentis

Managing Director

Managing Director, Head of Sales – Public Finance of BofA Securities, Inc. and Bank of America, National Association
Mona Payton

Managing Director

Managing Director, Municipal Markets Executive for Short-Term Trading of BofA Securities, Inc. and Bank of America, National Association
Edward J. Sisk

Director and Managing Director

Managing Director, Public Finance Executive of BofA Securities, Inc. and Bank of America, National Association
John B. Sprung

Director

Corporate Director
David A. Stephens

Director and Managing Director

Managing Director, Executive for Public Finance and Public Sector Credit Products of BofA Securities, Inc. and Bank of America, National Association


Schedule II

SCHEDULE OF LITIGATION

Bank of America Corporation and certain of its affiliates, including BofA Securities, Inc. (“BofA Securities,” successor in interest to Merrill Lynch, Pierce, Fenner & Smith Incorporated) and Bank of America, N.A., have been involved in a number of civil proceedings and regulatory actions which concern matters arising in connection with the conduct of its business. Certain of such proceedings have resulted in findings of violations of federal or state securities laws. Such proceedings are reported and summarized in the BofA Securities Form BD as filed with the SEC, which descriptions are hereby incorporated by reference.


Schedule III
 
The following table sets forth all unreported transactions with respect to common stock and derivative securities effected by or on behalf of the Reporting Persons.  All of their transactions were effectuated for cash.
 
COMMON STOCK


TRADE DATE
 
BUY/SELL
 

QUANTITY
   

PRICE
 

EXECUTION
02/09/2018
   
S
   
4,600
   
$
12.99
 
OTC
02/12/2018
   
B
   
100
   
$
13.01
 
OTC
02/12/2018
   
B
   
200
   
$
13.01
 
OTC
02/12/2018
   
B
   
200
   
$
13.01
 
OTC
02/12/2018
   
B
   
4,000
   
$
13.02
 
OTC
02/12/2018
   
B
   
100
   
$
13.01
 
OTC
02/26/2018
   
S
   
5,000
   
$
13.0609
 
OTC
02/27/2018
   
B
   
173
   
$
13.11
 
OTC
02/27/2018
   
B
   
291
   
$
13.11
 
OTC
02/27/2018
   
B
   
903
   
$
13.11
 
OTC
02/27/2018
   
B
   
173
   
$
13.11
 
OTC
02/27/2018
   
B
   
1
   
$
13.11
 
OTC
02/27/2018
   
B
   
2,075
   
$
13.11
 
OTC
02/27/2018
   
B
   
208
   
$
13.11
 
OTC
02/27/2018
   
B
   
6
   
$
13.11
 
OTC
02/27/2018
   
B
   
656
   
$
13.11
 
OTC
02/27/2018
   
B
   
514
   
$
13.11
 
OTC
04/24/2018
   
B
   
413
   
$
12.76
 
OTC
04/25/2018
   
S
   
413
   
$
12.7033
 
OTC
05/02/2018
   
B
   
1,200
   
$
12.8458
 
OTC
05/03/2018
   
S
   
1,200
   
$
12.915
 
OTC
05/07/2018
   
B
   
1,200
   
$
12.925
 
OTC
05/07/2018
   
S
   
300
   
$
12.9233
 
OTC
05/07/2018
   
S
   
900
   
$
12.9233
 
OTC
05/18/2018
   
B
   
55
   
$
12.7999
 
OTC
05/24/2018
   
S
   
55
   
$
12.8917
 
OTC
07/20/2018
   
B
   
588
   
$
13.03
 
OTC
07/20/2018
   
S
   
588
   
$
13.03
 
NYSE
10/31/2018
   
B
   
828
   
$
12.1
 
OTC
10/31/2018
   
B
   
100
   
$
12.1
 
OTC
10/31/2018
   
B
   
100
   
$
12.1
 
OTC
10/31/2018
   
S
   
100
   
$
12.1
 
NYSE
10/31/2018
   
S
   
828
   
$
12.1
 
NYSE
10/31/2018
   
S
   
100
   
$
12.1
 
NYSE
11/15/2018
   
B
   
475
   
$
12.31
 
OTC
11/15/2018
   
B
   
5
   
$
12.29
 
OTC
11/15/2018
   
B
   
200
   
$
12.29
 
OTC
11/15/2018
   
S
   
200
   
$
12.29
 
NYSE
11/15/2018
   
S
   
5
   
$
12.29
 
NYSE
11/16/2018
   
S
   
688
   
$
12.2841
 
OTC
11/16/2018
   
B
   
688
   
$
12.2969
 
OTC
11/21/2018
   
S
   
475
   
$
12.1629
 
OTC
12/03/2018
   
S
   
14,391
   
$
12.4302
 
OTC
12/03/2018
   
S
   
4,299
   
$
12.4096
 
OTC
12/03/2018
   
B
   
4,000
   
$
12.43
 
OTC
12/03/2018
   
B
   
4,299
   
$
12.4264
 
OTC
12/03/2018
   
B
   
100
   
$
12.44
 
OTC
12/03/2018
   
B
   
100
   
$
12.44
 
OTC
12/03/2018
   
B
   
100
   
$
12.44
 
OTC
12/03/2018
   
B
   
100
   
$
12.44
 
OTC
12/03/2018
   
B
   
3,500
   
$
12.44
 
OTC
12/03/2018
   
B
   
100
   
$
12.44
 
OTC
12/03/2018
   
B
   
100
   
$
12.44
 
OTC
12/03/2018
   
B
   
100
   
$
12.44
 
OTC
12/03/2018
   
B
   
200
   
$
12.435
 
OTC
12/03/2018
   
B
   
100
   
$
12.445
 
OTC
12/03/2018
   
B
   
100
   
$
12.45
 
OTC
12/03/2018
   
B
   
1,300
   
$
12.45
 
OTC
12/03/2018
   
B
   
100
   
$
12.45
 
OTC
12/03/2018
   
B
   
100
   
$
12.45
 
OTC
12/03/2018
   
B
   
200
   
$
12.45
 
OTC
12/03/2018
   
B
   
100
   
$
12.45
 
OTC
12/03/2018
   
B
   
600
   
$
12.45
 
OTC
12/03/2018
   
B
   
300
   
$
12.45
 
OTC
12/03/2018
   
B
   
200
   
$
12.45
 
OTC
12/03/2018
   
B
   
100
   
$
12.445
 
OTC
12/03/2018
   
B
   
100
   
$
12.445
 
OTC
12/03/2018
   
B
   
200
   
$
12.45
 
OTC
12/03/2018
   
B
   
100
   
$
12.45
 
OTC
12/03/2018
   
B
   
300
   
$
12.45
 
OTC
12/03/2018
   
B
   
100
   
$
12.45
 
OTC
12/03/2018
   
B
   
100
   
$
12.45
 
OTC
12/03/2018
   
B
   
100
   
$
12.45
 
OTC
12/03/2018
   
B
   
100
   
$
12.45
 
OTC
12/03/2018
   
B
   
200
   
$
12.445
 
OTC
12/03/2018
   
B
   
100
   
$
12.45
 
OTC
12/03/2018
   
B
   
200
   
$
12.45
 
OTC
12/03/2018
   
B
   
100
   
$
12.45
 
OTC
12/03/2018
   
B
   
300
   
$
12.45
 
OTC
12/03/2018
   
B
   
100
   
$
12.46
 
OTC
12/03/2018
   
B
   
100
   
$
12.46
 
OTC
12/03/2018
   
B
   
300
   
$
12.47
 
OTC
12/03/2018
   
B
   
100
   
$
12.47
 
OTC
12/03/2018
   
B
   
100
   
$
12.46
 
OTC
12/03/2018
   
B
   
200
   
$
12.46
 
OTC
12/03/2018
   
B
   
100
   
$
12.47
 
OTC
12/03/2018
   
B
   
100
   
$
12.46
 
OTC
12/03/2018
   
B
   
100
   
$
12.46
 
OTC
12/03/2018
   
B
   
100
   
$
12.46
 
OTC
12/03/2018
   
B
   
100
   
$
12.46
 
OTC
12/03/2018
   
B
   
100
   
$
12.46
 
OTC
12/03/2018
   
B
   
115
   
$
12.47
 
OTC
12/03/2018
   
B
   
100
   
$
12.46
 
OTC
12/03/2018
   
B
   
100
   
$
12.455
 
OTC
12/03/2018
   
B
   
100
   
$
12.465
 
OTC
12/03/2018
   
B
   
200
   
$
12.455
 
OTC
12/03/2018
   
B
   
100
   
$
12.46
 
OTC
12/03/2018
   
B
   
139
   
$
12.47
 
OTC
12/03/2018
   
B
   
100
   
$
12.46
 
OTC
12/03/2018
   
B
   
100
   
$
12.46
 
OTC
12/03/2018
   
B
   
100
   
$
12.46
 
OTC
12/03/2018
   
B
   
200
   
$
12.46
 
OTC
12/03/2018
   
B
   
100
   
$
12.46
 
OTC
12/03/2018
   
B
   
37
   
$
12.46
 
OTC
12/03/2018
   
B
   
100
   
$
12.47
 
OTC
12/03/2018
   
B
   
100
   
$
12.47
 
OTC
12/03/2018
   
B
   
300
   
$
12.46
 
OTC
12/03/2018
   
B
   
100
   
$
12.46
 
OTC
12/03/2018
   
B
   
100
   
$
12.47
 
OTC
12/03/2018
   
B
   
200
   
$
12.47
 
OTC
12/03/2018
   
B
   
100
   
$
12.47
 
OTC
12/03/2018
   
B
   
100
   
$
12.47
 
OTC
12/03/2018
   
B
   
200
   
$
12.46
 
OTC
12/03/2018
   
B
   
200
   
$
12.46
 
OTC
12/03/2018
   
B
   
100
   
$
12.47
 
OTC
12/03/2018
   
B
   
100
   
$
12.47
 
OTC
12/03/2018
   
B
   
100
   
$
12.47
 
OTC
12/04/2018
   
S
   
4,000
   
$
12.49
 
OTC
12/18/2018
   
S
   
84
   
$
12.2517
 
OTC
12/20/2018
   
B
   
84
   
$
12.3571
 
OTC
01/04/2019
   
B
   
7,142
   
$
12.48
 
OTC
01/04/2019
   
S
   
100
   
$
12.56
 
OTC
01/04/2019
   
S
   
100
   
$
12.56
 
OTC
01/04/2019
   
S
   
100
   
$
12.56
 
OTC
01/04/2019
   
S
   
100
   
$
12.56
 
OTC
01/04/2019
   
S
   
500
   
$
12.565
 
AMEX
01/04/2019
   
S
   
200
   
$
12.565
 
AMEX
01/04/2019
   
S
   
400
   
$
12.5625
 
OTC INTERNAL
01/04/2019
   
S
   
100
   
$
12.56
 
OTC
01/04/2019
   
S
   
300
   
$
12.5625
 
OTC INTERNAL
01/04/2019
   
S
   
100
   
$
12.565
 
EDGE X
01/04/2019
   
S
   
100
   
$
12.56
 
OTC
01/04/2019
   
S
   
100
   
$
12.565
 
AMEX
01/04/2019
   
S
   
100
   
$
12.565
 
OTC
01/04/2019
   
S
   
300
   
$
12.56
 
OTC
01/04/2019
   
S
   
100
   
$
12.565
 
ARCA
01/04/2019
   
S
   
300
   
$
12.56
 
OTC
01/04/2019
   
S
   
100
   
$
12.56
 
OTC
01/04/2019
   
S
   
500
   
$
12.56
 
OTC
01/04/2019
   
S
   
100
   
$
12.56
 
OTC
01/04/2019
   
S
   
100
   
$
12.565
 
OTC
01/04/2019
   
S
   
300
   
$
12.565
 
OTC
01/04/2019
   
S
   
100
   
$
12.56
 
OTC
01/04/2019
   
S
   
100
   
$
12.5625
 
OTC
01/04/2019
   
S
   
100
   
$
12.56
 
OTC
01/04/2019
   
S
   
100
   
$
12.5625
 
OTC
01/04/2019
   
S
   
200
   
$
12.565
 
AMEX
01/04/2019
   
S
   
1,000
   
$
12.565
 
AMEX
01/04/2019
   
S
   
300
   
$
12.565
 
AMEX
01/04/2019
   
S
   
100
   
$
12.56
 
OTC
01/04/2019
   
S
   
200
   
$
12.565
 
AMEX
01/04/2019
   
S
   
100
   
$
12.56
 
OTC
01/04/2019
   
S
   
100
   
$
12.5625
 
OTC INTERNAL
01/04/2019
   
S
   
100
   
$
12.565
 
OTC
01/04/2019
   
S
   
100
   
$
12.56
 
OTC
01/04/2019
   
S
   
100
   
$
12.565
 
EDGE X
01/04/2019
   
S
   
100
   
$
12.565
 
NASDAQ
01/04/2019
   
S
   
100
   
$
12.565
 
AMEX
01/04/2019
   
S
   
100
   
$
12.565
 
AMEX
01/04/2019
   
S
   
42
   
$
12.56
 
NYSE
02/25/2019
   
S
   
3,956
   
$
13.0214
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
200
   
$
13.05
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
800
   
$
13.0468
 
OTC
02/28/2019
   
B
   
200
   
$
13.05
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
456
   
$
13.0468
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
200
   
$
13.05
 
OTC
02/28/2019
   
B
   
300
   
$
13.05
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
02/28/2019
   
B
   
100
   
$
13.05
 
OTC
04/05/2019
   
B
   
7,687
   
$
13.21
 
OTC
04/08/2019
   
S
   
431
   
$
13.21
 
OTC
04/08/2019
   
S
   
200
   
$
13.21
 
OTC
04/08/2019
   
S
   
269
   
$
13.21
 
OTC
04/08/2019
   
S
   
200
   
$
13.21
 
OTC
04/08/2019
   
S
   
200
   
$
13.21
 
OTC
04/08/2019
   
S
   
300
   
$
13.21
 
OTC
04/08/2019
   
S
   
700
   
$
13.21
 
OTC
04/08/2019
   
S
   
800
   
$
13.21
 
OTC
04/08/2019
   
S
   
500
   
$
13.21
 
OTC
04/08/2019
   
S
   
800
   
$
13.21
 
OTC
04/08/2019
   
S
   
600
   
$
13.21
 
OTC
04/08/2019
   
S
   
200
   
$
13.21
 
OTC
04/08/2019
   
S
   
300
   
$
13.21
 
OTC
04/08/2019
   
S
   
100
   
$
13.21
 
OTC
04/08/2019
   
S
   
400
   
$
13.21
 
OTC
04/08/2019
   
S
   
500
   
$
13.21
 
OTC
04/08/2019
   
S
   
200
   
$
13.21
 
OTC
04/08/2019
   
S
   
266
   
$
13.21
 
OTC
04/08/2019
   
S
   
634
   
$
13.21
 
OTC
04/08/2019
   
S
   
87
   
$
13.21
 
NYSE