0001195734-23-000127.txt : 20230720 0001195734-23-000127.hdr.sgml : 20230720 20230720160325 ACCESSION NUMBER: 0001195734-23-000127 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230605 FILED AS OF DATE: 20230720 DATE AS OF CHANGE: 20230720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKee Karen Lynette CENTRAL INDEX KEY: 0001980735 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36104 FILM NUMBER: 231099741 MAIL ADDRESS: STREET 1: C/O POTBELLY CORPORATION STREET 2: 111 N. CANAL STREET, SUITE 325 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER NAME: FORMER CONFORMED NAME: McKee Lynette DATE OF NAME CHANGE: 20230608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POTBELLY CORP CENTRAL INDEX KEY: 0001195734 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 364466837 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N. CANAL STREET 2: SUITE 325 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129510600 MAIL ADDRESS: STREET 1: 111 N. CANAL STREET 2: SUITE 325 CITY: CHICAGO STATE: IL ZIP: 60606 4/A 1 wf-form4a_168988338884997.xml FORM 4/A X0508 4/A 2023-06-05 2023-06-20 0 0001195734 POTBELLY CORP PBPB 0001980735 McKee Karen Lynette 111 N. CANAL SUITE 325 CHICAGO IL 60606 0 1 0 0 SVP, Franchising 0 Common Stock 2023-06-05 4 A 0 6172 0 A 6172 D Common Stock 2023-06-05 4 A 0 6172 0 A Performance Stock Units 6172.0 6172 D Represents an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vest in equal installments on June 6, 2024, June 6, 2025 and June 6, 2026. The Form 4 initially filed on June 20, 2023 incorrectly reported the number of restricted stock units awarded and inadvertently omitted the performance stock units awarded. This amendment reports the correct number of restricted stock units and performance stock units awarded. Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement. /s/ Karen Lynette McKee 2023-07-20