0001195734-18-000045.txt : 20180824 0001195734-18-000045.hdr.sgml : 20180824 20180824111713 ACCESSION NUMBER: 0001195734-18-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180821 FILED AS OF DATE: 20180824 DATE AS OF CHANGE: 20180824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTTSCHALK MARLA C CENTRAL INDEX KEY: 0001241912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36104 FILM NUMBER: 181036190 MAIL ADDRESS: STREET 1: C/O POTBELLY CORPORATION STREET 2: 111 NORTH CANAL, SUITE 850 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POTBELLY CORP CENTRAL INDEX KEY: 0001195734 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 364466837 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N. CANAL STREET 2: SUITE 850 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129510600 MAIL ADDRESS: STREET 1: 111 N. CANAL STREET 2: SUITE 850 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-08-21 0 0001195734 POTBELLY CORP PBPB 0001241912 GOTTSCHALK MARLA C 111 N. CANAL SUITE 850 CHICAGO IL 60606 1 0 0 0 Common Stock 2018-08-21 4 M 0 19300 8.0 A 120996 D Common Stock 2018-08-21 4 S 0 19300 14.0 D 101696 D Non-Qualified Stock Option (right to buy) 8.0 2018-08-21 4 M 0 19300 0.0 D 2018-10-19 Common Stock 19300 0 D These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The stock options vested and became exercisable prior to Potbelly Corporation's initial public offering. By: Robyn Martin For: Marla Gottschalk 2018-08-31