0001444363-17-000102.txt : 20171005
0001444363-17-000102.hdr.sgml : 20171005
20171005190632
ACCESSION NUMBER: 0001444363-17-000102
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171003
FILED AS OF DATE: 20171005
DATE AS OF CHANGE: 20171005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: QUICK PETER
CENTRAL INDEX KEY: 0001195725
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 171125530
MAIL ADDRESS:
STREET 1: THE AMERICAN STOCK EXCHANGE
STREET 2: 86 TRINITY PL
CITY: NEW YORK
STATE: NY
ZIP: 10006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001444363
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 204568600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 908-731-0700
MAIL ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
wf-form4_150724477858202.xml
FORM 4
X0306
4
2017-10-03
0
0001444363
GAIN Capital Holdings, Inc.
GCAP
0001195725
QUICK PETER
C/O GAIN CAPITAL HOLDINGS, INC.
135 US HWY 202/206
BEDMINSTER
NJ
07921
1
0
0
0
Common Stock
2017-10-03
4
A
0
5812
0
A
140001
D
Restricted stock units issued to the reporting person as compensation for service as a non-executive director of the issuer. 25% of the RSUs granted will vest on October 8, 2017, with the remainder vesting in nine equal monthly installments commencing on November 8, 2017.
/s/ Peter Quick
2017-10-05