0000950103-20-014439.txt : 20200729
0000950103-20-014439.hdr.sgml : 20200729
20200729173534
ACCESSION NUMBER: 0000950103-20-014439
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200727
FILED AS OF DATE: 20200729
DATE AS OF CHANGE: 20200729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: QUICK PETER
CENTRAL INDEX KEY: 0001195725
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 201058164
MAIL ADDRESS:
STREET 1: THE AMERICAN STOCK EXCHANGE
STREET 2: 86 TRINITY PL
CITY: NEW YORK
STATE: NY
ZIP: 10006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001444363
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 204568600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 908-731-0700
MAIL ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
dp133124_4-quick.xml
FORM 4
X0306
4
2020-07-27
0
0001444363
GAIN Capital Holdings, Inc.
GCAP
0001195725
QUICK PETER
C/O GAIN CAPITAL HOLDINGS, INC.
BEDMINSTER ONE, 135 US HWY. 202/206
BEDMINSTER,
NJ
07921
1
0
0
0
Common Stock
2020-07-27
4
M
0
52024
3.83
A
233710
D
Stock Option (Right to Buy)
3.83
2020-07-27
4
M
0
52024
3.83
D
Common Stock
52024
0
D
Reflects shares acquired upon exercise of stock options listed in Table II below.
Such stock options were granted on July 28, 2010 and vested 1/12 per month until fully vested on the one-year anniversary of the grant date. The options have a term of ten years.
/s/ Peter Quick
2020-07-29