0000950103-20-014439.txt : 20200729 0000950103-20-014439.hdr.sgml : 20200729 20200729173534 ACCESSION NUMBER: 0000950103-20-014439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200727 FILED AS OF DATE: 20200729 DATE AS OF CHANGE: 20200729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: QUICK PETER CENTRAL INDEX KEY: 0001195725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35008 FILM NUMBER: 201058164 MAIL ADDRESS: STREET 1: THE AMERICAN STOCK EXCHANGE STREET 2: 86 TRINITY PL CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc. CENTRAL INDEX KEY: 0001444363 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 204568600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 908-731-0700 MAIL ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 dp133124_4-quick.xml FORM 4 X0306 4 2020-07-27 0 0001444363 GAIN Capital Holdings, Inc. GCAP 0001195725 QUICK PETER C/O GAIN CAPITAL HOLDINGS, INC. BEDMINSTER ONE, 135 US HWY. 202/206 BEDMINSTER, NJ 07921 1 0 0 0 Common Stock 2020-07-27 4 M 0 52024 3.83 A 233710 D Stock Option (Right to Buy) 3.83 2020-07-27 4 M 0 52024 3.83 D Common Stock 52024 0 D Reflects shares acquired upon exercise of stock options listed in Table II below. Such stock options were granted on July 28, 2010 and vested 1/12 per month until fully vested on the one-year anniversary of the grant date. The options have a term of ten years. /s/ Peter Quick 2020-07-29