0001062993-22-007798.txt : 20220315
0001062993-22-007798.hdr.sgml : 20220315
20220315203802
ACCESSION NUMBER: 0001062993-22-007798
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220311
FILED AS OF DATE: 20220315
DATE AS OF CHANGE: 20220315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEONE DOUGLAS M
CENTRAL INDEX KEY: 0001195580
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40806
FILM NUMBER: 22743000
MAIL ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 2800 SAND HILL RD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOTHA ROELOF
CENTRAL INDEX KEY: 0001222287
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40806
FILM NUMBER: 22742999
MAIL ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 2800 SAND HILL RD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEQUOIA CAPITAL INDIA V LTD.
CENTRAL INDEX KEY: 0001657088
STATE OF INCORPORATION: O4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40806
FILM NUMBER: 22743006
BUSINESS ADDRESS:
STREET 1: 2800 SAND HILL ROAD
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: 2800 SAND HILL ROAD
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SC US (TTGP), LTD.
CENTRAL INDEX KEY: 0001607841
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40806
FILM NUMBER: 22743003
BUSINESS ADDRESS:
STREET 1: 2800 SAND HILL RD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: 2800 SAND HILL RD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SC INDIA PRINCIPALS FUND V LTD
CENTRAL INDEX KEY: 0001657029
STATE OF INCORPORATION: O4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40806
FILM NUMBER: 22743005
BUSINESS ADDRESS:
STREET 1: 2800 SAND HILL ROAD
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: 2800 SAND HILL ROAD
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
FORMER NAME:
FORMER CONFORMED NAME: SC INDIA PRINCIPALS V LTD.
DATE OF NAME CHANGE: 20151029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCI Investments V
CENTRAL INDEX KEY: 0001866573
STATE OF INCORPORATION: O4
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40806
FILM NUMBER: 22743004
BUSINESS ADDRESS:
STREET 1: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-3927
MAIL ADDRESS:
STREET 1: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.
CENTRAL INDEX KEY: 0001740907
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40806
FILM NUMBER: 22743001
BUSINESS ADDRESS:
STREET 1: 2800 SAND HILL ROAD
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 854-3927
MAIL ADDRESS:
STREET 1: 2800 SAND HILL ROAD
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCGGF III - Endurance Partners Management, L.P.
CENTRAL INDEX KEY: 0001767303
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40806
FILM NUMBER: 22743002
BUSINESS ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6508543927
MAIL ADDRESS:
STREET 1: C/O SEQUOIA CAPITAL
STREET 2: 2800 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sequoia Capital India Growth Fund III Ltd.
CENTRAL INDEX KEY: 0001815343
STATE OF INCORPORATION: O4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40806
FILM NUMBER: 22742998
BUSINESS ADDRESS:
STREET 1: SANNE HOUSE, BANK STREET
STREET 2: TWENTYEIGHT, CYBERCITY
CITY: EBENE
STATE: O4
ZIP: 72201
BUSINESS PHONE: 230-467-3000
MAIL ADDRESS:
STREET 1: SANNE HOUSE, BANK STREET
STREET 2: TWENTYEIGHT, CYBERCITY
CITY: EBENE
STATE: O4
ZIP: 72201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SC India Principals Growth Fund III Ltd.
CENTRAL INDEX KEY: 0001821805
STATE OF INCORPORATION: O4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40806
FILM NUMBER: 22742997
BUSINESS ADDRESS:
STREET 1: IFS COURT, BANK STREET
STREET 2: TWENTYEIGHT, CYBERCITY
CITY: EBENE
STATE: O4
ZIP: 72201
BUSINESS PHONE: 230-467-3000
MAIL ADDRESS:
STREET 1: IFS COURT, BANK STREET
STREET 2: TWENTYEIGHT, CYBERCITY
CITY: EBENE
STATE: O4
ZIP: 72201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Freshworks Inc.
CENTRAL INDEX KEY: 0001544522
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 331218825
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2950 S. DELAWARE ST.
STREET 2: SUITE 201
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: (650) 513-0514
MAIL ADDRESS:
STREET 1: 2950 S. DELAWARE ST.
STREET 2: SUITE 201
CITY: SAN MATEO
STATE: CA
ZIP: 94403
FORMER COMPANY:
FORMER CONFORMED NAME: FreshDesk Inc.
DATE OF NAME CHANGE: 20120312
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-03-11
0001544522
Freshworks Inc.
FRSH
0001657088
SEQUOIA CAPITAL INDIA V LTD.
SANNE HOUSE, BANK STREET, 28 CYBERCITY
EBENE
O4
72201
MAURITIUS
0
0
1
0
0001657029
SC INDIA PRINCIPALS FUND V LTD
SANNE HOUSE, BANK STREET, 28 CYBERCITY
EBENE
O4
72201
MAURITIUS
0
0
1
0
0001866573
SCI Investments V
SANNE HOUSE, BANK STREET, 28 CYBERCITY
EBENE
O4
72201
MAURITIUS
0
0
1
0
0001607841
SC US (TTGP), LTD.
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001767303
SCGGF III - Endurance Partners Management, L.P.
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001740907
Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001195580
LEONE DOUGLAS M
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001222287
BOTHA ROELOF
2800 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001815343
Sequoia Capital India Growth Fund III Ltd.
SANNE HOUSE, BANK STREET, 28 CYBERCITY
EBENE
O4
72201
MAURITIUS
0
0
1
0
0001821805
SC India Principals Growth Fund III Ltd.
SANNE HOUSE, BANK STREET, 28 CYBERCITY
EBENE
O4
72201
MAURITIUS
0
0
1
0
Class A Common Stock
2022-03-11
4
P
0
1220344
17.2933
A
1220344
I
SCI Growth Investments III-1
Class A Common Stock
2022-03-11
4
P
0
1355852
17.2933
A
1355852
I
SCGGF III - Endurance Partners LP
Class A Common Stock
2022-03-11
4
P
0
119706
17.924
A
1340050
I
SCI Growth Investments III-1
Class A Common Stock
2022-03-11
4
P
0
132998
17.924
A
1488850
I
SCGGF III - Endurance Partners LP
Class A Common Stock
2022-03-14
4
P
0
410598
16.9479
A
1750648
I
SCI Growth Investments III-1
Class A Common Stock
2022-03-14
4
P
0
456191
16.9479
A
1945041
I
SCGGF III - Endurance Partners LP
Class A Common Stock
2022-03-14
4
P
0
188644
17.7126
A
1939292
I
SCI Growth Investments III-1
Class A Common Stock
2022-03-14
4
P
0
209592
17.7126
A
2154633
I
SCGGF III - Endurance Partners LP
Class A Common Stock
2022-03-15
4
P
0
657480
17.2518
A
2596772
I
SCI Growth Investments III-1
Class A Common Stock
2022-03-15
4
P
0
730670
17.2518
A
2885303
I
SCGGF III - Endurance Partners LP
Class B Common Stock
Class A Common Stock
12033920
12033920
I
SCI Investments V
Class B Common Stock
Class A Common Stock
18597350
18597350
I
Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.8500 to $17.8400. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.8500 to $18.0000. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.4600 to $17.4500. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.4600 to $18.0000. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.5600 to $17.5000. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
All shares of Preferred Stock, par value $0.00001 per share, have no expiration date and automatically converted into the Issuer's Class B common stock on a 1-for-1 basis immediately upon the closing of the Issuer's initial public offering. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
SC US (TTGP), Ltd. is the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. ("GGF III"). The directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, each of SC US (TTGP), Ltd., SCGGF III - Endurance Partners Management, L.P., Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III.
(Continued from Footnote 7) Each of Douglas Leone, Roelof Botha, SC US (TTGP), Ltd. and SCGGF III - Endurance Partners Management, L.P. disclaims beneficial ownership of the shares held by GGF III, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Sequoia Capital India V Ltd. and SC India Principals Fund V Ltd are the sole shareholders of SCI Investments V. Voting and investment discretion with respect to the shares held by SCI Investments V is exercised by the board of directors of SCI Investments V. Each of Sequoia Capital India V Ltd. and SC India Principals Fund V Ltd disclaims beneficial ownership of the shares held by SCI Investments V, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Sequoia Capital India Growth Fund III Ltd. and SC India Principals Growth Fund III Ltd. are the sole shareholders of SCI Growth Investments III-1. Voting and investment discretion with respect to the shares held by SCI Growth Investments III-1 is exercised by the board of directors of SCI Growth Investments III-1. Each of Sequoia Capital India Growth Fund III Ltd. and SC India Principals Growth Fund III Ltd. disclaims beneficial ownership of the shares held by SCI Growth Investments III-1, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
By: /s/ Jung Yeon Son, by power of attorney for Sequoia Capital India V Ltd.
2022-03-15
By: /s/ Jung Yeon Son, by power of attorney for SC India Principals Fund V Ltd
2022-03-15
By: /s/ Jung Yeon Son, by power of attorney for SCI Investments V
2022-03-15
By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Director of SC US (TTGP), Ltd.
2022-03-15
By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Director of SC US (TTGP), Ltd., the General Partner of SCGGF III - Endurance Partners Management, L.P.
2022-03-15
By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone, a Director of SC US (TTGP), Ltd., the General Partner of SCGGF III - Endurance Partners Management, L., the General Partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.
2022-03-15
By: /s/ Jung Yeon Son, by power of attorney for Douglas Leone
2022-03-15
By: /s/ Jung Yeon Son, by power of attorney for Roelof Botha
2022-03-15
By: /s/ Jung Yeon Son, by power of attorney for Sequoia Capital India Growth Fund III Ltd. and SC India Principals Growth Fund III Ltd.
2022-03-15
By: /s/ Jung Yeon Son, by power of attorney for Sequoia Capital India Growth Fund III Ltd. and SC India Principals Growth Fund III Ltd., which are the sole shareholders of SCI Growth Investments III-1
2022-03-15