0000899243-20-012641.txt : 20200511
0000899243-20-012641.hdr.sgml : 20200511
20200511183654
ACCESSION NUMBER: 0000899243-20-012641
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200507
FILED AS OF DATE: 20200511
DATE AS OF CHANGE: 20200511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CROCKER DOUGLAS II
CENTRAL INDEX KEY: 0001195500
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37980
FILM NUMBER: 20866473
MAIL ADDRESS:
STREET 1: C/O COLONY NORTHSTAR, INC.
STREET 2: 515 S. FLOWER ST., 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Colony Capital, Inc.
CENTRAL INDEX KEY: 0001679688
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 464591526
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 515 SOUTH FLOWER STREET
STREET 2: 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 310-282-8820
MAIL ADDRESS:
STREET 1: 515 SOUTH FLOWER STREET
STREET 2: 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: Colony NorthStar, Inc.
DATE OF NAME CHANGE: 20160714
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-07
0
0001679688
Colony Capital, Inc.
CLNY
0001195500
CROCKER DOUGLAS II
C/O COLONY CAPITAL, INC.
515 S. FLOWER ST., 44TH FLOOR
LOS ANGELES
CA
90071
1
0
0
0
Class A Common Stock
2020-05-07
4
A
0
40609
0.00
A
40609
D
Deferred Stock
2020-05-07
4
A
0
40610
A
Class A Common Stock
40610
152583
D
Represents the receipt of restricted Class A common stock granted by the Issuer to the reporting person in accordance with the Issuer's non-executive compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors. The restricted shares are scheduled to vest on May 7, 2021. The amount of restricted shares was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date, multiplied by 50%, which is the portion the reporting person elected to defer. See footnotes 2 and 3.
Represents the receipt of deferred stock units ("Deferred Stock") granted by the Issuer in respect of the reporting person's election to defer 50% of the equity compensation payable in accordance with the Issuer's non-executive director compensation policy in connection with the reporting person's recent re-election to the Issuer's board of directors.
Deferred Stock has no expiration date and is payable in the Issuer's Class A Common Stock, on a one-for-one basis, after the reporting person's separation from service with the Issuer. The Deferred Stock is scheduled to vest on May 7, 2021. The amount of Deferred Stock was determined by dividing the fixed grant value of $160,000 by the closing price of the Issuer's common stock on the New York Stock Exchange on the business day prior to the grant date, multiplied by 50%.
/s/ Jenny B. Neslin, as Attorney-in-fact
2020-05-11