0001567619-19-007726.txt : 20190327
0001567619-19-007726.hdr.sgml : 20190327
20190327171132
ACCESSION NUMBER: 0001567619-19-007726
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190325
FILED AS OF DATE: 20190327
DATE AS OF CHANGE: 20190327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CATELL ROBERT B
CENTRAL INDEX KEY: 0001195325
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37603
FILM NUMBER: 19709065
MAIL ADDRESS:
STREET 1: 62 OSBORNE ROAD
CITY: GARDEN CITY
STATE: NY
ZIP: 11530
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BioRestorative Therapies, Inc.
CENTRAL INDEX KEY: 0001505497
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 911835664
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MARCUS DRIVE
CITY: MELVILLE
STATE: NY
ZIP: 11747
BUSINESS PHONE: (631) 760-8100
MAIL ADDRESS:
STREET 1: 40 MARCUS DRIVE
CITY: MELVILLE
STATE: NY
ZIP: 11747
FORMER COMPANY:
FORMER CONFORMED NAME: Stem Cell Assurance, Inc.
DATE OF NAME CHANGE: 20101110
4
1
doc1.xml
FORM 4
X0306
4
2019-03-25
0
0001505497
BioRestorative Therapies, Inc.
BRTX
0001195325
CATELL ROBERT B
62 OSBORNE ROAD
GARDEN CITY
NY
11530
1
0
0
0
Common Stock
80866
D
Stock Option
3.7
2019-03-25
4
D
0
15000
D
2026-02-19
Common Stock
15000
0
D
Stock Option
.75
2019-03-25
4
A
0
15000
A
2026-02-19
Common Stock
15000
15000
D
Warrant
5
2016-03-01
2021-03-01
Common Stock
37500
37500
D
Warrant
5
2016-05-18
2021-05-18
Common Stock
12500
12500
D
Stock Option
3.73
2019-03-25
4
D
0
29000
D
2026-06-10
Common Stock
29000
0
D
Stock Option
.75
2019-03-25
4
A
0
29000
A
2026-06-10
Common Stock
29000
29000
D
Warrant
4
2016-08-05
2021-08-05
Common Stock
8000
8000
D
Warrant
4
2017-02-10
2022-02-10
Common Stock
10866
10866
D
Warrant
4
2017-03-01
2022-03-01
Common Stock
15000
15000
D
Stock Option
3.35
2019-03-25
4
D
0
100000
D
2027-06-23
Common Stock
100000
0
D
Stock Option
.75
2019-03-25
4
A
0
100000
A
2027-06-23
Common Stock
100000
100000
D
Warrant
4
2017-08-11
2022-08-11
Common Stock
5000
5000
D
Stock Option
1.23
2019-03-25
4
D
0
75000
D
2028-10-29
Common Stock
75000
0
D
Stock Option
.75
2019-03-25
4
A
0
75000
A
2028-10-29
Common Stock
75000
75000
D
The option vests to the extent of 5,000 shares on each of February 19, 2017, 2018 and 2019.
The option vests to the extent of 9,667 shares on each of June 10, 2016 and June 10, 2017, and 9,666 shares on June 10, 2018.
The option is exercisable to the extent of 33,334 shares on June 23, 2017, and 33,333 shares on each of June 23, 2018 and June 23, 2019.
The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020.
The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.
Robert B. Catell
2019-03-25