0001140361-17-006660.txt : 20170214
0001140361-17-006660.hdr.sgml : 20170214
20170214112052
ACCESSION NUMBER: 0001140361-17-006660
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170210
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BioRestorative Therapies, Inc.
CENTRAL INDEX KEY: 0001505497
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 911835664
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MARCUS DRIVE
CITY: MELVILLE
STATE: NY
ZIP: 11747
BUSINESS PHONE: (631) 760-8100
MAIL ADDRESS:
STREET 1: 40 MARCUS DRIVE
CITY: MELVILLE
STATE: NY
ZIP: 11747
FORMER COMPANY:
FORMER CONFORMED NAME: Stem Cell Assurance, Inc.
DATE OF NAME CHANGE: 20101110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CATELL ROBERT B
CENTRAL INDEX KEY: 0001195325
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37603
FILM NUMBER: 17604666
MAIL ADDRESS:
STREET 1: 62 OSBORNE ROAD
CITY: GARDEN CITY
STATE: NY
ZIP: 11530
4
1
doc1.xml
FORM 4
X0306
4
2017-02-10
0
0001505497
BioRestorative Therapies, Inc.
BRTX
0001195325
CATELL ROBERT B
62 OSBORNE ROAD
GARDEN CITY
NY
11530
1
0
0
0
Common Stock
2017-02-10
4
A
0
10866
3
A
60866
D
Stock Option
3.7
2026-02-19
Common Stock
15000
15000
D
Warrant
5
2016-03-01
2021-03-01
Common Stock
37500
37500
D
Warrant
5
2016-05-18
2021-05-18
Common Stock
12500
12500
D
Stock Option
3.73
2026-06-10
Common Stock
29000
29000
D
Warrant
4
2016-08-05
2021-08-05
Common Stock
8000
8000
D
Warrant
4
2017-02-10
4
A
0
10866
0
A
2017-02-10
2022-02-10
Common Stock
10866
10866
D
The option vests to the extent of 5,000 shares on each of February 19, 2017, 2018 and 2019.
The option vests to the extent of 9,667 shares on each of June 10, 2016 and June 10, 2017, and 9,666 shares on June 10, 2018.
The warrant was issued in consideration of a concurrent acquisition by the Reporting Person from the Issuer of 10,866 shares.
Robert B. Catell
2017-02-13