0001140361-16-056340.txt : 20160303 0001140361-16-056340.hdr.sgml : 20160303 20160303164636 ACCESSION NUMBER: 0001140361-16-056340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioRestorative Therapies, Inc. CENTRAL INDEX KEY: 0001505497 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 911835664 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: (631) 760-8100 MAIL ADDRESS: STREET 1: 40 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: Stem Cell Assurance, Inc. DATE OF NAME CHANGE: 20101110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CATELL ROBERT B CENTRAL INDEX KEY: 0001195325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37603 FILM NUMBER: 161481897 MAIL ADDRESS: STREET 1: 62 OSBORNE ROAD CITY: GARDEN CITY STATE: NY ZIP: 11530 4 1 doc1.xml FORM 4 X0306 4 2016-03-01 0 0001505497 BioRestorative Therapies, Inc. BRTX 0001195325 CATELL ROBERT B 62 OSBORNE ROAD GARDEN CITY NY 11530 1 0 0 0 Common Stock 2016-03-01 4 P 0 37500 4 A 37500 D Warrant 5 2016-03-01 4 P 0 37500 0 A 2016-03-01 2021-03-01 Common Stock 37500 37500 D Stock Option 3.7 2026-02-19 Common Stock 15000 15000 D The option vests to the extent of 5,000 shares on each of February 19, 2017, 2018 and 2019. Robert B. Catell 2016-03-03