0001209191-21-020470.txt : 20210315 0001209191-21-020470.hdr.sgml : 20210315 20210315163126 ACCESSION NUMBER: 0001209191-21-020470 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210311 FILED AS OF DATE: 20210315 DATE AS OF CHANGE: 20210315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KILLIAN JOHN F CENTRAL INDEX KEY: 0001195233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36166 FILM NUMBER: 21741899 MAIL ADDRESS: STREET 1: 140 WEST STREET, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co CENTRAL INDEX KEY: 0001580156 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 271566372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-351-5000 MAIL ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc. DATE OF NAME CHANGE: 20130626 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-11 0 0001580156 Houghton Mifflin Harcourt Co HMHC 0001195233 KILLIAN JOHN F C/O HOUGHTON MIFFLIN HARCOURT CO. 125 HIGH STREET BOSTON MA 02110 1 0 0 0 Phantom Stock Units 2021-03-11 4 A 0 2074 0.00 A Common Stock 2074 5975 D Each phantom stock unit is the economic equivalent of one share of Houghton Mifflin Harcourt Company (the "Company") common stock. The phantom stock units were accrued in the reporting person's account under the Company's Non-Employee Director Deferred Compensation Plan as payment for half of the reporting person's second quarter 2021 retainer. Phantom stock units are settled in shares of Company common stock following the reporting person's separation from service as a director of the Company. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company. s/ William F. Bayers, Attorney-in-Fact 2021-03-15