0001230245-18-000116.txt : 20181218
0001230245-18-000116.hdr.sgml : 20181218
20181218170026
ACCESSION NUMBER: 0001230245-18-000116
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181214
FILED AS OF DATE: 20181218
DATE AS OF CHANGE: 20181218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FITZGERALD WILLIAM R
CENTRAL INDEX KEY: 0001195177
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 181241147
MAIL ADDRESS:
STREET 1: 2431 EAST 61ST STREET STE 800
CITY: TULSA
STATE: OK
ZIP: 74136
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-12-14
0001230245
PIPER JAFFRAY COMPANIES
PJC
0001195177
FITZGERALD WILLIAM R
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
0
0
0
Common Stock
2018-12-14
4
A
0
85
66.64
A
15183
D
Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.
/s/ John W. Geelan for William R. Fitzgerald
2018-12-18