0001209191-23-039895.txt : 20230627 0001209191-23-039895.hdr.sgml : 20230627 20230627163547 ACCESSION NUMBER: 0001209191-23-039895 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230623 FILED AS OF DATE: 20230627 DATE AS OF CHANGE: 20230627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLISON JOHN A CENTRAL INDEX KEY: 0001195160 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 231047868 MAIL ADDRESS: STREET 1: PO BOX 1250 CITY: WINSTON SALEM STATE: NC ZIP: 27102-1250 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-23 0 0001596967 Moelis & Co MC 0001195160 ALLISON JOHN A C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 1 0 0 0 0 2021 Annual Restricted Stock Units 2023-06-23 4 A 0 19.99 A 1428.55 D 2022 Annual Restricted Stock Units 2023-06-23 4 A 0 26.07 A 1862.94 D 2022 Elective Restricted Stock Units 2023-06-23 4 A 0 4.67 A 333.42 D 2022 Annual Restricted Stock Units 2023-06-23 4 A 0 4.39 A 313.39 D 2022 Elective Restricted Stock Units 2023-06-23 4 A 0 0.94 A 66.94 D Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. 2021 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2021. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. 2022 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2022. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. 2022 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2022. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs. 2022 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on April 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. 2022 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on April 3, 2023. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs. /s/ Osamu Watanabe as attorney-in-fact for John Allison 2023-06-27