0001209191-23-023462.txt : 20230405 0001209191-23-023462.hdr.sgml : 20230405 20230405190108 ACCESSION NUMBER: 0001209191-23-023462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230403 FILED AS OF DATE: 20230405 DATE AS OF CHANGE: 20230405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLISON JOHN A CENTRAL INDEX KEY: 0001195160 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 23803917 MAIL ADDRESS: STREET 1: PO BOX 1250 CITY: WINSTON SALEM STATE: NC ZIP: 27102-1250 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-04-03 0 0001596967 Moelis & Co MC 0001195160 ALLISON JOHN A C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 1 0 0 0 0 2022 Annual Restricted Stock Units 2023-04-03 4 A 0 309 A 309 D 2022 Elective Restricted Stock Units 2023-04-03 4 A 0 66 A 66 D Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. The 2022 Annual Restricted Stock Units vested on April 3, 2023 and settlement is within 60 days following July 1, 2024. Restricted Stock Units granted to Non-Employee Director based on $37.74 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on March 31, 2023. The 2022 Elective Restricted Stock Units vests fully on July 1, 2023 and settlement is within 60 days following the applicable vesting date. /s/ Osamu Watanabe as attorney-in-fact for John Allison 2023-04-05