0001209191-21-042651.txt : 20210622 0001209191-21-042651.hdr.sgml : 20210622 20210622212804 ACCESSION NUMBER: 0001209191-21-042651 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210618 FILED AS OF DATE: 20210622 DATE AS OF CHANGE: 20210622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLISON JOHN A CENTRAL INDEX KEY: 0001195160 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 211037065 MAIL ADDRESS: STREET 1: PO BOX 1250 CITY: WINSTON SALEM STATE: NC ZIP: 27102-1250 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-18 0 0001596967 Moelis & Co MC 0001195160 ALLISON JOHN A C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 1 0 0 0 2019 Annual Restricted Stock Units 2021-06-18 4 A 0 65.19 A 1417.24 D 2020 Annual Restricted Stock Units 2021-06-18 4 A 0 66.18 A 1438.9 D 2020 Elective Restricted Stock Units 2021-06-18 4 A 0 17.62 A 1449.03 D Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. 2020 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2020. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs. /s/ Osamu Watanabe as attorney-in-fact for John Allison 2021-06-22