0001209191-20-053336.txt : 20201002
0001209191-20-053336.hdr.sgml : 20201002
20201002183310
ACCESSION NUMBER: 0001209191-20-053336
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201002
DATE AS OF CHANGE: 20201002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALLISON JOHN A
CENTRAL INDEX KEY: 0001195160
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36418
FILM NUMBER: 201221775
MAIL ADDRESS:
STREET 1: PO BOX 1250
CITY: WINSTON SALEM
STATE: NC
ZIP: 27102-1250
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moelis & Co
CENTRAL INDEX KEY: 0001596967
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 464500216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-3800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-30
0
0001596967
Moelis & Co
MC
0001195160
ALLISON JOHN A
C/O MOELIS & COMPANY
399 PARK AVENUE, 5TH FLOOR
NEW YORK
NY
10022
1
0
0
0
2019 Annual Restricted Stock Units
2020-09-30
4
A
0
9.16
A
1270.87
D
2020 Annual Restricted Stock Units
2020-09-30
4
A
0
9.3
A
1290.3
D
2020 Elective Restricted Stock Units
2020-09-30
4
A
0
9.88
A
1370.88
D
Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.
2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
2020 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2020. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.
/s/ Osamu Watanabe as attorney-in-fact for John Allison
2020-10-02