0001209191-20-021928.txt : 20200331 0001209191-20-021928.hdr.sgml : 20200331 20200331202314 ACCESSION NUMBER: 0001209191-20-021928 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200327 FILED AS OF DATE: 20200331 DATE AS OF CHANGE: 20200331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLISON JOHN A CENTRAL INDEX KEY: 0001195160 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 20763440 MAIL ADDRESS: STREET 1: PO BOX 1250 CITY: WINSTON SALEM STATE: NC ZIP: 27102-1250 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-27 0 0001596967 Moelis & Co MC 0001195160 ALLISON JOHN A C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 1 0 0 0 2018 Annual Restricted Stock Units 2020-03-27 4 A 0 32.5 A 802.99 D 2019 Annual Restricted Stock Units 2020-03-27 4 A 0 50.65 A 1251.48 D 2019 Elective Restricted Stock Units 2020-03-27 4 A 0 26.94 A 1298.04 D Each Annual and Elective Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 2, 2018. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. 2019 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2019. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs. /s/ Osamu Watanabe as attorney-in-fact for John Allison 2020-03-31