0001209191-16-151511.txt : 20161121
0001209191-16-151511.hdr.sgml : 20161121
20161121204831
ACCESSION NUMBER: 0001209191-16-151511
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161117
FILED AS OF DATE: 20161121
DATE AS OF CHANGE: 20161121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HALCON RESOURCES CORP
CENTRAL INDEX KEY: 0001282648
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 200700684
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1000 LOUISIANA STREET, SUITE 6700
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 832-538-0300
MAIL ADDRESS:
STREET 1: 1000 LOUISIANA STREET, SUITE 6700
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC
DATE OF NAME CHANGE: 20060518
FORMER COMPANY:
FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP
DATE OF NAME CHANGE: 20040304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEROD STEPHEN W
CENTRAL INDEX KEY: 0001195114
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35467
FILM NUMBER: 162011600
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-17
0
0001282648
HALCON RESOURCES CORP
HK
0001195114
HEROD STEPHEN W
1000 LOUISIANA STREET, SUITE 6700
HOUSTON
TX
77002
0
1
0
0
EVP, Corporate Development
Common Stock
2016-11-17
4
J
0
22909
0.00
A
269324
D
Common Stock
2749
I
By Trusts
Warrants (Right to Buy)
14.04
2016-11-18
4
J
0
6029
0.00
A
2016-09-09
2020-09-09
Common Stock
6029
6029
D
Employee Stock Option (Right to Buy)
9.24
2026-09-12
Common Stock
487500
487500
D
Pro rata distribution from Mwewe Partners LLC.
The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The reporting person is neither the trustee nor a remainderman and the trusts are irrevocable.
The option vests in three equal annual installments beginning September 12, 2017.
David S. Elkouri, Attorney-in-fact
2016-11-21