0001209191-16-151511.txt : 20161121 0001209191-16-151511.hdr.sgml : 20161121 20161121204831 ACCESSION NUMBER: 0001209191-16-151511 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161117 FILED AS OF DATE: 20161121 DATE AS OF CHANGE: 20161121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALCON RESOURCES CORP CENTRAL INDEX KEY: 0001282648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 200700684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 832-538-0300 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC DATE OF NAME CHANGE: 20060518 FORMER COMPANY: FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEROD STEPHEN W CENTRAL INDEX KEY: 0001195114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35467 FILM NUMBER: 162011600 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-17 0 0001282648 HALCON RESOURCES CORP HK 0001195114 HEROD STEPHEN W 1000 LOUISIANA STREET, SUITE 6700 HOUSTON TX 77002 0 1 0 0 EVP, Corporate Development Common Stock 2016-11-17 4 J 0 22909 0.00 A 269324 D Common Stock 2749 I By Trusts Warrants (Right to Buy) 14.04 2016-11-18 4 J 0 6029 0.00 A 2016-09-09 2020-09-09 Common Stock 6029 6029 D Employee Stock Option (Right to Buy) 9.24 2026-09-12 Common Stock 487500 487500 D Pro rata distribution from Mwewe Partners LLC. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The reporting person is neither the trustee nor a remainderman and the trusts are irrevocable. The option vests in three equal annual installments beginning September 12, 2017. David S. Elkouri, Attorney-in-fact 2016-11-21