0001181431-14-010317.txt : 20140303 0001181431-14-010317.hdr.sgml : 20140303 20140303173321 ACCESSION NUMBER: 0001181431-14-010317 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140227 FILED AS OF DATE: 20140303 DATE AS OF CHANGE: 20140303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALCON RESOURCES CORP CENTRAL INDEX KEY: 0001282648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 200700684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 832-538-0300 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC DATE OF NAME CHANGE: 20060518 FORMER COMPANY: FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEROD STEPHEN W CENTRAL INDEX KEY: 0001195114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35467 FILM NUMBER: 14661722 4 1 rrd403099.xml ANNUAL GRANTS X0306 4 2014-02-27 0 0001282648 HALCON RESOURCES CORP HK 0001195114 HEROD STEPHEN W 1000 LOUISIANA STREET, SUITE 6700 HOUSTON TX 77002 0 1 0 0 President Common Stock 2014-02-27 4 A 0 88257 0 A 323341 D Common Stock 466666 I By Trusts Performance Share Units 2014-02-27 4 A 0 265120 0 A Common Stock 530240 265120 D On July 31, 2013, Halcon Resources Corporation ("Halcon") declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on August 15, 2013. As a result, the reporting person received 371 shares of Halcon stock on September 3, 2013. On October 31, 2013, Halcon declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on November 15, 2013. As a result, the reporting person received 517 shares of Halcon stock on December 2, 2013. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The reporting person is neither the trustee nor a remainderman and the trusts are irrevocable. The Performance Share Units ("PSU") will vest and thereupon represent the right to receive up to the aggregate number of shares of Halcon common stock reflected in the table above if the average market price of Halcon's common stock equals or exceeds a target threshold preceding the third anniversary of the grant date. Fewer shares will be received at lower prices relative to the target, subject to a floor below which no PSUs will vest. Any PSUs that are not vested at such time will terminate. PSUs are subject to forfeiture under certain circumstances. David S. Elkouri, Attorney-in-fact 2014-03-03