0000899243-19-027556.txt : 20191118
0000899243-19-027556.hdr.sgml : 20191118
20191118201332
ACCESSION NUMBER: 0000899243-19-027556
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191114
FILED AS OF DATE: 20191118
DATE AS OF CHANGE: 20191118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LACOVARA CHRISTOPHER
CENTRAL INDEX KEY: 0001194840
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00735
FILM NUMBER: 191228832
MAIL ADDRESS:
STREET 1: C/O KATY INDUSTRIES INC
STREET 2: 765 STRAITS TURNPIKE STE 2000
CITY: MIDDLEBURY
STATE: CT
ZIP: 06762
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Portman Ridge Finance Corp
CENTRAL INDEX KEY: 0001372807
IRS NUMBER: 205951150
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 650 MADISON AVNUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212.891.2880
MAIL ADDRESS:
STREET 1: 650 MADISON AVNUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: KCAP Financial, Inc.
DATE OF NAME CHANGE: 20120710
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Capital CORP
DATE OF NAME CHANGE: 20061211
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Capital, LLC
DATE OF NAME CHANGE: 20060815
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-14
0
0001372807
Portman Ridge Finance Corp
PTMN
0001194840
LACOVARA CHRISTOPHER
C/O PORTMAN RIDGE FINANCE CORPORATION
650 MADISON AVENUE
NEW YORK
NY
10022
1
0
0
0
Common Stock
2019-11-14
4
S
0
1880
2.1845
D
580754
D
Common Stock
2019-11-14
4
S
0
30800
2.1626
D
549954
D
Common Stock
2019-11-14
4
S
0
51000
2.2367
D
498954
D
Common Stock
2019-11-14
4
S
0
38386
2.148
D
460568
D
Common Stock
2019-11-15
4
S
0
86968
2.0778
D
373600
D
Common Stock
2019-11-15
4
S
0
81263
2.1029
D
292337
D
Mr. Lacovara reported ownership of 584,134 shares in a Form 4 filed on May 3, 2018. On April 1, 2019, in connection with the externalization of the issuer's advisor, 1,500 vested options were cancelled in exchange for cash resulting in a reduction in ownership.
/s/ Edward Gilpin, Attorney-in-Fact
2019-11-18