0000899243-19-027556.txt : 20191118 0000899243-19-027556.hdr.sgml : 20191118 20191118201332 ACCESSION NUMBER: 0000899243-19-027556 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191114 FILED AS OF DATE: 20191118 DATE AS OF CHANGE: 20191118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACOVARA CHRISTOPHER CENTRAL INDEX KEY: 0001194840 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00735 FILM NUMBER: 191228832 MAIL ADDRESS: STREET 1: C/O KATY INDUSTRIES INC STREET 2: 765 STRAITS TURNPIKE STE 2000 CITY: MIDDLEBURY STATE: CT ZIP: 06762 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Portman Ridge Finance Corp CENTRAL INDEX KEY: 0001372807 IRS NUMBER: 205951150 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.891.2880 MAIL ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: KCAP Financial, Inc. DATE OF NAME CHANGE: 20120710 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital CORP DATE OF NAME CHANGE: 20061211 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital, LLC DATE OF NAME CHANGE: 20060815 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-14 0 0001372807 Portman Ridge Finance Corp PTMN 0001194840 LACOVARA CHRISTOPHER C/O PORTMAN RIDGE FINANCE CORPORATION 650 MADISON AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock 2019-11-14 4 S 0 1880 2.1845 D 580754 D Common Stock 2019-11-14 4 S 0 30800 2.1626 D 549954 D Common Stock 2019-11-14 4 S 0 51000 2.2367 D 498954 D Common Stock 2019-11-14 4 S 0 38386 2.148 D 460568 D Common Stock 2019-11-15 4 S 0 86968 2.0778 D 373600 D Common Stock 2019-11-15 4 S 0 81263 2.1029 D 292337 D Mr. Lacovara reported ownership of 584,134 shares in a Form 4 filed on May 3, 2018. On April 1, 2019, in connection with the externalization of the issuer's advisor, 1,500 vested options were cancelled in exchange for cash resulting in a reduction in ownership. /s/ Edward Gilpin, Attorney-in-Fact 2019-11-18