0001840776-22-000050.txt : 20220405
0001840776-22-000050.hdr.sgml : 20220405
20220405162743
ACCESSION NUMBER: 0001840776-22-000050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220401
FILED AS OF DATE: 20220405
DATE AS OF CHANGE: 20220405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SWANSON WILLIAM H
CENTRAL INDEX KEY: 0001194790
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40244
FILM NUMBER: 22807294
MAIL ADDRESS:
STREET 1: 870 WINTER STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hagerty, Inc.
CENTRAL INDEX KEY: 0001840776
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 121 DRIVERS EDGE
CITY: TRAVERSE CITY
STATE: MI
ZIP: 49684
BUSINESS PHONE: 800-922-4050
MAIL ADDRESS:
STREET 1: 121 DRIVERS EDGE
CITY: TRAVERSE CITY
STATE: MI
ZIP: 49684
FORMER COMPANY:
FORMER CONFORMED NAME: Aldel Financial Inc.
DATE OF NAME CHANGE: 20210115
4
1
wf-form4_164919044868373.xml
FORM 4
X0306
4
2022-04-01
0
0001840776
Hagerty, Inc.
HGTY
0001194790
SWANSON WILLIAM H
121 DRIVERS EDGE
TRAVERSE CITY
MI
49684
1
0
0
0
Class A Common Stock
2022-04-01
4
A
0
8341
0
A
8341
D
Class A Common Stock
400000
I
By Trust
Respresents shares of Class A Common Stock of Hagerty, Inc. (the "Issuer") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest on April 1, 2023, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.
These securities are held by The William and Cheryl Swanson Revocable Trust UTD 9/28/2000, of which the Reporting Person is trustee.
/s/ Barbara Matthews, SVP, General Counsel
and Secretary, by Power of Attorney
2022-04-05