0001395942-21-000023.txt : 20210304
0001395942-21-000023.hdr.sgml : 20210304
20210304172642
ACCESSION NUMBER: 0001395942-21-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210302
FILED AS OF DATE: 20210304
DATE AS OF CHANGE: 20210304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HALLETT JAMES P
CENTRAL INDEX KEY: 0001194732
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34568
FILM NUMBER: 21715427
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KAR Auction Services, Inc.
CENTRAL INDEX KEY: 0001395942
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
IRS NUMBER: 208744739
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11299 N. ILLINOIS STREET
CITY: CARMEL
STATE: IN
ZIP: 46032
BUSINESS PHONE: (800) 923-3725
MAIL ADDRESS:
STREET 1: 11299 N. ILLINOIS STREET
CITY: CARMEL
STATE: IN
ZIP: 46032
FORMER COMPANY:
FORMER CONFORMED NAME: KAR Holdings, Inc.
DATE OF NAME CHANGE: 20070409
4
1
wf-form4_161489678873989.xml
FORM 4
X0306
4
2021-03-02
0
0001395942
KAR Auction Services, Inc.
KAR
0001194732
HALLETT JAMES P
C/O: KAR AUCTION SERVICES, INC.
11299 NORTH ILLINOIS STREET
CARMEL
IN
46032
1
1
0
0
Chief Executive Officer
Common Stock
2021-03-02
4
M
0
5766
0
A
451480.6823
D
Common Stock
2021-03-02
4
F
0
2378
13.99
D
449102.6823
D
Common Stock
2021-03-02
4
M
0
54311
0
A
503413.6823
D
Common Stock
2021-03-02
4
F
0
2880
13.99
D
500533.6823
D
Employee Stock Option (right to buy)
11.74
2024-02-27
Common Stock
194404.0
194404
D
Restricted Stock Units
2021-03-02
4
M
0
5766
0
D
Common Stock
5766.0
0
D
Restricted Stock Units
Common Stock
6676.0
6676
D
Restricted Stock Units
2021-03-02
4
M
0
54311
0
D
Common Stock
54311.0
0
D
Restricted Stock Units
Common Stock
45490.191
45490.191
D
Restricted Stock Units
Common Stock
28244.0
28244
D
Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.
Includes 3,967.5593 shares acquired pursuant to the Company's Employee Stock Purchase Plan.
Shares withheld by the Company to satisfy tax withholding requirements.
All of these options are currently exercisable.
Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.
These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.
These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.
These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.
These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.
Charles S. Coleman as Attorney In Fact
2021-03-04