0001395942-21-000017.txt : 20210223
0001395942-21-000017.hdr.sgml : 20210223
20210223201613
ACCESSION NUMBER: 0001395942-21-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210221
FILED AS OF DATE: 20210223
DATE AS OF CHANGE: 20210223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HALLETT JAMES P
CENTRAL INDEX KEY: 0001194732
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34568
FILM NUMBER: 21668020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KAR Auction Services, Inc.
CENTRAL INDEX KEY: 0001395942
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
IRS NUMBER: 208744739
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11299 N. ILLINOIS STREET
CITY: CARMEL
STATE: IN
ZIP: 46032
BUSINESS PHONE: (800) 923-3725
MAIL ADDRESS:
STREET 1: 11299 N. ILLINOIS STREET
CITY: CARMEL
STATE: IN
ZIP: 46032
FORMER COMPANY:
FORMER CONFORMED NAME: KAR Holdings, Inc.
DATE OF NAME CHANGE: 20070409
4
1
wf-form4_161412935694298.xml
FORM 4
X0306
4
2021-02-21
0
0001395942
KAR Auction Services, Inc.
KAR
0001194732
HALLETT JAMES P
C/O: KAR AUCTION SERVICES, INC.
11299 NORTH ILLINOIS STREET
CARMEL
IN
46032
1
1
0
0
Chief Executive Officer
Common Stock
2021-02-21
4
M
0
14122
0
A
447065.6823
D
Common Stock
2021-02-21
4
F
0
5118
14.78
D
441947.6823
D
Common Stock
2021-02-22
4
M
0
6677
0
A
448624.6823
D
Common Stock
2021-02-22
4
F
0
2910
14.58
D
445714.6823
D
Employee Stock Option (right to buy)
11.74
2024-02-27
Common Stock
194404.0
194404
D
Restricted Stock Units
Common Stock
5766.0
5766
D
Restricted Stock Units
2021-02-22
4
M
0
6677
0
D
Common Stock
6677.0
6676
D
Restricted Stock Units
Common Stock
54310.19
54310.19
D
Restricted Stock Units
Common Stock
45490.191
45490.191
D
Restricted Stock Units
2021-02-21
4
M
0
14122
0
D
Common Stock
14122.0
28244
D
Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2021.
Includes 3,967.5593 shares acquired pursuant to the Company's Employee Stock Purchase Plan.
Shares withheld by the Company to satisfy tax withholding requirements.
Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2021.
All of these options are currently exercisable.
Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.
These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.
These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date.
These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date.
These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.
Charles S. Coleman as Attorney-In-Fact
2021-02-23