0001395942-19-000047.txt : 20190305 0001395942-19-000047.hdr.sgml : 20190305 20190305182246 ACCESSION NUMBER: 0001395942-19-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181205 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALLETT JAMES P CENTRAL INDEX KEY: 0001194732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34568 FILM NUMBER: 19660294 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAR Auction Services, Inc. CENTRAL INDEX KEY: 0001395942 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 208744739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13085 HAMILTON CROSSING BOULEVARD CITY: CARMEL STATE: IN ZIP: 46032 BUSINESS PHONE: (800) 923-3725 MAIL ADDRESS: STREET 1: 13085 HAMILTON CROSSING BOULEVARD CITY: CARMEL STATE: IN ZIP: 46032 FORMER COMPANY: FORMER CONFORMED NAME: KAR Holdings, Inc. DATE OF NAME CHANGE: 20070409 4 1 wf-form4_155182815253811.xml FORM 4 X0306 4 2018-12-05 0 0001395942 KAR Auction Services, Inc. KAR 0001194732 HALLETT JAMES P C/O: KAR AUCTION SERVICES, INC. 13085 HAMILTON CROSSING BOULEVARD CARMEL IN 46032 1 1 0 0 Chief Executive Officer Common Stock 2018-12-05 4 M 0 527 0 A 320562.3877 D Common Stock 2018-12-05 4 F 0 527 54.73 D 320035.3877 D Common Stock 2018-12-05 4 M 0 721 0 A 320756.3877 D Common Stock 2018-12-05 4 F 0 721 54.73 D 320035.3877 D Common Stock 2019-03-02 4 M 0 5766 0 A 325801.3877 D Common Stock 2019-03-02 4 F 0 2378 47.72 D 323423.3877 D Employee Stock Option (right to buy) 30.89 2024-02-27 Common Stock 194404.0 194404 D Restricted Stock Units 2018-12-05 4 M 0 527 0 D Common Stock 527.0 6316 D Restricted Stock Units 2018-12-05 4 M 0 721 0 D Common Stock 721.0 17298 D Restricted Stock Units 2019-03-02 4 M 0 5766 0 D Common Stock 5766.0 11532 D Restricted Stock Units Common Stock 20719.0 20719 D Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility with respect to the restricted stock units. Each remaining restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. Includes 1,716.2647 shares acquired (including 88.0616 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan. Shares withheld to satisfy FICA taxes due in the year the reporting person reaches retirement eligibility with respect to the restricted stock units. Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019. Shares withheld by the Company to satisfy tax withholding requirements. All of these options are currently exercisable. Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. Rebecca C. Polak as Attorney In Fact 2019-03-05