0001140361-18-018541.txt : 20180413 0001140361-18-018541.hdr.sgml : 20180413 20180413161701 ACCESSION NUMBER: 0001140361-18-018541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180411 FILED AS OF DATE: 20180413 DATE AS OF CHANGE: 20180413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILIPPIN CHARLES J CENTRAL INDEX KEY: 0001194717 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33764 FILM NUMBER: 18754504 MAIL ADDRESS: STREET 1: C/O COMPETITIVE TECHNOLOGIES, INC. STREET 2: 777 COMMERCE DRIVE, SUITE 100 CITY: FAIRFIELD STATE: CT ZIP: 06825 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ulta Beauty, Inc. CENTRAL INDEX KEY: 0001403568 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 384022268 FISCAL YEAR END: 0127 BUSINESS ADDRESS: STREET 1: 1000 REMINGTON BLVD STREET 2: SUITE 120 CITY: BOLINGBROOK STATE: IL ZIP: 60440 BUSINESS PHONE: 630-410-4800 MAIL ADDRESS: STREET 1: 1000 REMINGTON BLVD STREET 2: SUITE 120 CITY: BOLINGBROOK STATE: IL ZIP: 60440 FORMER COMPANY: FORMER CONFORMED NAME: Ulta Salon, Cosmetics & Fragrance, Inc. DATE OF NAME CHANGE: 20070618 4 1 doc1.xml FORM 4 X0306 4 2018-04-11 0 0001403568 Ulta Beauty, Inc. ULTA 0001194717 PHILIPPIN CHARLES J 1000 REMINGTON BLVD SUITE 120 BOLINGBROOK IL 60440 1 0 0 0 Common Stock 2018-04-11 4 M 0 50000 13.44 A 140336 D Stock Option (right to buy) 13.44 2018-04-11 4 M 0 50000 0 D 2018-09-09 Common Stock 50000 0 D This option vested 25% on each anniversary date of the 9/9/2008 grant date. /s/ Jodi J. Caro, as attorney-in-fact for Charles J. Philippin 2018-04-13