0001437749-19-005602.txt : 20190325 0001437749-19-005602.hdr.sgml : 20190325 20190325161500 ACCESSION NUMBER: 0001437749-19-005602 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190321 FILED AS OF DATE: 20190325 DATE AS OF CHANGE: 20190325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERGER WALTER Z CENTRAL INDEX KEY: 0001193960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37525 FILM NUMBER: 19702820 MAIL ADDRESS: STREET 1: 5887 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuvectra Corp CENTRAL INDEX KEY: 0001648893 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 300513847 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5830 GRANITE PKWY STREET 2: SUITE 1100 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-668-4107 MAIL ADDRESS: STREET 1: 5830 GRANITE PKWY STREET 2: SUITE 1100 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: QIG GROUP, LLC DATE OF NAME CHANGE: 20150722 4 1 rdgdoc.xml GRANT X0306 4 2019-03-21 0001648893 Nuvectra Corp NVTR 0001193960 BERGER WALTER Z 5830 GRANITE PARKWAY, 11TH FLOOR PLANO TX 75024 1 CFO Restricted Stock Unit 0 2019-03-21 4 A 0 23431 0 A 2020-05-12 2022-05-12 Common Stock 23431 44616 D Stock Option (right to buy) 12.62 2019-03-21 4 A 0 39052 0 A 2020-05-12 2029-03-21 Common Stock 39052 111956 D Grant of restricted stock units. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Approximately one third is scheduled to vest May 12, 2020. The remaining two thirds balance is scheduled to vest in eight approximately equal quarterly installments thereafter. Grant of non-qualified stock options. Approximately one third is scheduled to vest May 12, 2020. The remaining two thirds balance is scheduled to vest in eight approximately equal quarterly installments thereafter. /s/ Melissa G Beare as attorney in fact for Walter Z Berger 2019-03-25