0001465740-24-000144.txt : 20240516 0001465740-24-000144.hdr.sgml : 20240516 20240516173538 ACCESSION NUMBER: 0001465740-24-000144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240515 FILED AS OF DATE: 20240516 DATE AS OF CHANGE: 20240516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERN JAMES A CENTRAL INDEX KEY: 0001193798 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34506 FILM NUMBER: 24956988 MAIL ADDRESS: STREET 1: 1601 UTICA AVENUE SOUTH STREET 2: SUITE 900 CITY: ST. LOUIS PARK STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP. CENTRAL INDEX KEY: 0001465740 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 270312904 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 UTICA AVENUE SOUTH STREET 2: SUITE 900 CITY: ST. LOUIS PARK STATE: MN ZIP: 55416 BUSINESS PHONE: 612.453.4100 MAIL ADDRESS: STREET 1: 1601 UTICA AVENUE SOUTH STREET 2: SUITE 900 CITY: ST. LOUIS PARK STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: Two Harbors Investment Corp. DATE OF NAME CHANGE: 20090605 4 1 wk-form4_1715895322.xml FORM 4 X0508 4 2024-05-15 0 0001465740 TWO HARBORS INVESTMENT CORP. TWO 0001193798 STERN JAMES A TWO HARBORS INVESTMENT CORP. 1601 UTICA AVENUE SOUTH, SUITE 900 ST. LOUIS PARK MN 55416 1 0 0 0 0 Common stock, par value $0.01 per share 2024-05-15 4 A 0 9104 0 A 53537 D Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2025 annual meeting of the stockholders of Two Harbors Investment Corp. /s/ James A. Stern, By: Rebecca B. Sandberg, Attorney-in-Fact 2024-05-16