0001465740-20-000071.txt : 20200522 0001465740-20-000071.hdr.sgml : 20200522 20200522164838 ACCESSION NUMBER: 0001465740-20-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200521 FILED AS OF DATE: 20200522 DATE AS OF CHANGE: 20200522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERN JAMES A CENTRAL INDEX KEY: 0001193798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34506 FILM NUMBER: 20906619 MAIL ADDRESS: STREET 1: C/O OHA - 1114 AVENUE OF THE AMERICAS STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP. CENTRAL INDEX KEY: 0001465740 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270312904 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 1400 CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 612-629-2500 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 1400 CITY: MINNETONKA STATE: MN ZIP: 55305 FORMER COMPANY: FORMER CONFORMED NAME: Two Harbors Investment Corp. DATE OF NAME CHANGE: 20090605 4 1 wf-form4_159018049851424.xml FORM 4 X0306 4 2020-05-21 0 0001465740 TWO HARBORS INVESTMENT CORP. TWO 0001193798 STERN JAMES A TWO HARBORS INVESTMENT CORP. 575 LEXINGTON AVENUE, SUITE 2930 NEW YORK NY 10022 1 0 0 0 Common stock, par value $0.01 per share 2020-05-21 4 A 0 23157 0 A 100398 D Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date. /s/ James A. Stern, By: Rebecca B. Sandberg, Attorney-in-Fact 2020-05-22