0001396446-18-000076.txt : 20180801 0001396446-18-000076.hdr.sgml : 20180801 20180801092227 ACCESSION NUMBER: 0001396446-18-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180731 FILED AS OF DATE: 20180801 DATE AS OF CHANGE: 20180801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERN JAMES A CENTRAL INDEX KEY: 0001193798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33740 FILM NUMBER: 18983243 MAIL ADDRESS: STREET 1: C/O OHA - 1114 AVENUE OF THE AMERICAS STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYS Investments, Inc. CENTRAL INDEX KEY: 0001396446 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 204072657 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 TOTTEN POND ROAD STREET 2: 6TH FLOOR CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 617-639-0414 MAIL ADDRESS: STREET 1: 500 TOTTEN POND ROAD STREET 2: 6TH FLOOR CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: Cypress Sharpridge Investments, Inc. DATE OF NAME CHANGE: 20070413 4 1 wf-form4_153312973067201.xml FORM 4 X0306 4 2018-07-31 1 0001396446 CYS Investments, Inc. CYS 0001193798 STERN JAMES A 500 TOTTEN POND ROAD 6TH FLOOR WALTHAM MA 02451 1 0 0 0 Common Stock, $.01 par value per share 2018-07-31 4 D 0 135361 D 0 D Common Stock, $.01 par value per share 16666 I Shares held in trust for which Mr. Stern's brother is trustee. Disposed of pursuant to merger agreement between Issuer and Two Harbors Investment Corp. ("Two Harbors") in exchange for 63,348 shares of Two Harbors' common stock having a market value of $15.50 per share on the effective date of the merger. /s/ Thomas A. Rosenbloom, Attorney-in-fact for James A. Stern 2018-08-01