0001104659-20-111684.txt : 20201002 0001104659-20-111684.hdr.sgml : 20201002 20201002160123 ACCESSION NUMBER: 0001104659-20-111684 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201002 DATE AS OF CHANGE: 20201002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADAMS STREET PARTNERS LLC CENTRAL INDEX KEY: 0001193586 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38535 FILM NUMBER: 201219879 BUSINESS ADDRESS: STREET 1: ONE NORTH WACKER DRIVE STREET 2: STE 2700 CITY: CHICAGO STATE: IL ZIP: 60606-2807 BUSINESS PHONE: 312-553-8486 MAIL ADDRESS: STREET 1: ONE NORTH WACKER DRIVE STREET 2: STE 2700 CITY: CHICAGO STATE: IL ZIP: 60606-2807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aptinyx Inc. CENTRAL INDEX KEY: 0001674365 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 474626057 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1801 MAPLE AVENUE STREET 2: SUITE 4300 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 847-871-0377 MAIL ADDRESS: STREET 1: 909 DAVIS STREET STREET 2: SUITE 600 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 tm2032270d1_4.xml FORM 4 X0306 4 2020-09-30 0 0001674365 Aptinyx Inc. APTX 0001193586 ADAMS STREET PARTNERS LLC ONE NORTH WACKER DRIVE STE 2700 CHICAGO IL 60606 0 0 1 0 Stock Option (Right to Buy) 3.38 2020-09-30 4 A 0 4623 2.163 A 2030-09-29 Common Stock 4623 4623 I See Footnote The option award was issued to Elisha P. ("Terry") Gould III, who elected to take equity awards in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant. This option is fully vested at time of grant. Elisha P. Gould III is a partner of Adams Street Partners, LLC ("Adams Street"). Adams Street is the direct or indirect general partner/investment adviser of managed entities that own common stock of the Issuer. By agreement with certain of such Adams Street funds, Mr. Gould is deemed to hold the stock options for the benefit of those funds. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould III, Robin Murray and Fred Wang, each of whom is a partner of Adams Street (or a subsidiary thereof) may be deemed to have shared voting and investment power over the options. Adams Street and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould III, Robin Murray and Fred Wang disclaim beneficial ownership of the options except to the extent of their pecuniary interest therein. /s/ Sara Robinson Dasse 2020-10-02