0001104659-20-042431.txt : 20200402
0001104659-20-042431.hdr.sgml : 20200402
20200402160120
ACCESSION NUMBER: 0001104659-20-042431
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200402
DATE AS OF CHANGE: 20200402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADAMS STREET PARTNERS LLC
CENTRAL INDEX KEY: 0001193586
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38535
FILM NUMBER: 20768872
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE
STREET 2: STE 2700
CITY: CHICAGO
STATE: IL
ZIP: 60606-2807
BUSINESS PHONE: 312-553-8486
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE
STREET 2: STE 2700
CITY: CHICAGO
STATE: IL
ZIP: 60606-2807
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aptinyx Inc.
CENTRAL INDEX KEY: 0001674365
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 474626057
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1801 MAPLE AVENUE
STREET 2: SUITE 4300
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: 847-871-0377
MAIL ADDRESS:
STREET 1: 909 DAVIS STREET
STREET 2: SUITE 600
CITY: EVANSTON
STATE: IL
ZIP: 60201
4
1
tm2014861d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-03-31
0
0001674365
Aptinyx Inc.
APTX
0001193586
ADAMS STREET PARTNERS LLC
ONE NORTH WACKER DRIVE
STE 2700
CHICAGO
IL
60606
0
0
1
0
Stock Option (Right to Buy)
2.16
2020-03-31
4
A
0
7374
1.356
A
2030-03-30
Common Stock
7374
7374
I
See Footnote
The option award was issued to Elisha P. ("Terry") Gould III, who elected to take equity awards in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant.
This option is fully vested at time of grant.
Elisha P. Gould III is a partner of Adams Street Partners, LLC ("Adams Street"). Adams Street is the direct or indirect general partner/investment adviser of managed entities that own common stock of the Issuer. By agreement with certain of such Adams Street funds, Mr. Gould is deemed to hold the stock options for the benefit of those funds. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould III, Robin Murray and Fred Wang, each of whom is a partner of Adams Street (or a subsidiary thereof) may be deemed to have shared voting and investment power over the options. Adams Street and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould III, Robin Murray and Fred Wang disclaim beneficial ownership of the options except to the extent of their pecuniary interest therein.
/s/ Sara Robinson Dasse
2020-04-02