0000902664-16-006610.txt : 20160404 0000902664-16-006610.hdr.sgml : 20160404 20160404163137 ACCESSION NUMBER: 0000902664-16-006610 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160325 FILED AS OF DATE: 20160404 DATE AS OF CHANGE: 20160404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Babcock & Wilcox Enterprises, Inc. CENTRAL INDEX KEY: 0001630805 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 472783641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-625-4900 MAIL ADDRESS: STREET 1: 13024 BALLANTYNE CORPORATE PLACE STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28277 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBBINS CLIFTON S CENTRAL INDEX KEY: 0001193350 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 161551139 MAIL ADDRESS: STREET 1: C/O GENERAL ATLANTIC SERV CORP STREET 2: 3 PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blue Harbour Holdings, LLC CENTRAL INDEX KEY: 0001325257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 161551140 BUSINESS ADDRESS: STREET 1: 240 GREENWICH AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-422-6560 MAIL ADDRESS: STREET 1: 240 GREENWICH AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blue Harbour Group, L.P. CENTRAL INDEX KEY: 0001325256 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36876 FILM NUMBER: 161551141 BUSINESS ADDRESS: STREET 1: 646 STEAMBOAT RD. CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-422-6560 MAIL ADDRESS: STREET 1: 646 STEAMBOAT RD. CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: Blue Harbour Group, LP DATE OF NAME CHANGE: 20050427 3 1 p16-1015form3.xml BABCOCK & WILCOX ENTERPRISES, INC. X0206 3 2016-03-25 0 0001630805 Babcock & Wilcox Enterprises, Inc. BW 0001325256 Blue Harbour Group, L.P. 646 STEAMBOAT RD. GREENWICH CT 06830 0 0 1 0 0001325257 Blue Harbour Holdings, LLC 646 STEAMBOAT RD. GREENWICH CT 06830 0 0 1 0 0001193350 ROBBINS CLIFTON S C/O BLUE HARBOUR GROUP, LP 646 STEAMBOAT RD. GREENWICH CT 06830 0 0 1 0 Common Stock, par value $0.01 per share 5185542 I See footnotes This Form 3 is filed by Blue Harbour Group, LP (the "Manager"), Blue Harbour Holdings, LLC ("Manager GP") and Clifton S. Robbins. Manager GP is the general partner of Manager. Mr. Robbins directly and indirectly through trusts or other entities controlled by Mr. Robbins is the controlling shareholder of Manager GP. Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. BLUE HARBOUR GROUP, LP, By: Blue Harbour Holdings, LLC, its general partner, By:/s/ Clifton S. Robbins, its Managing Member 2016-04-04 BLUE HARBOUR HOLDINGS, LLC, By: /s/ Clifton S. Robbins, Clifton S. Robbins, its Managing Member 2016-04-04 /s/ Clifton S. Robbins 2016-04-04