0000899243-16-019541.txt : 20160509
0000899243-16-019541.hdr.sgml : 20160509
20160509193949
ACCESSION NUMBER: 0000899243-16-019541
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160506
FILED AS OF DATE: 20160509
DATE AS OF CHANGE: 20160509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pfenex Inc.
CENTRAL INDEX KEY: 0001478121
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 271356759
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10790 ROSELLE STREET
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-352-4400
MAIL ADDRESS:
STREET 1: 10790 ROSELLE STREET
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROHN WILLIAM R
CENTRAL INDEX KEY: 0001193207
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36540
FILM NUMBER: 161633283
MAIL ADDRESS:
STREET 1: PO BOX 676367
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-06
0
0001478121
Pfenex Inc.
PFNX
0001193207
ROHN WILLIAM R
C/O PFENEX INC., 10790 ROSELLE STREET
SAN DIEGO
CA
92121
1
0
0
0
Stock Option (right to buy)
8.10
2016-05-06
4
A
0
18000
0.00
A
2026-05-06
Common Stock
18000
18000
D
One hundred percent (100%) of the shares subject to the option shall vest and become exercisable on the date of the next annual meeting of the Issuer's stockholders (the "Annual Meeting") held after May 6, 2016, subject to the reporting person's continuing service through the date of the Annual Meeting.
/s/Patricia Lady, as Attorney-in-Fact
2016-05-09