0000899243-16-019541.txt : 20160509 0000899243-16-019541.hdr.sgml : 20160509 20160509193949 ACCESSION NUMBER: 0000899243-16-019541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160506 FILED AS OF DATE: 20160509 DATE AS OF CHANGE: 20160509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pfenex Inc. CENTRAL INDEX KEY: 0001478121 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 271356759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10790 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-352-4400 MAIL ADDRESS: STREET 1: 10790 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROHN WILLIAM R CENTRAL INDEX KEY: 0001193207 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36540 FILM NUMBER: 161633283 MAIL ADDRESS: STREET 1: PO BOX 676367 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-06 0 0001478121 Pfenex Inc. PFNX 0001193207 ROHN WILLIAM R C/O PFENEX INC., 10790 ROSELLE STREET SAN DIEGO CA 92121 1 0 0 0 Stock Option (right to buy) 8.10 2016-05-06 4 A 0 18000 0.00 A 2026-05-06 Common Stock 18000 18000 D One hundred percent (100%) of the shares subject to the option shall vest and become exercisable on the date of the next annual meeting of the Issuer's stockholders (the "Annual Meeting") held after May 6, 2016, subject to the reporting person's continuing service through the date of the Annual Meeting. /s/Patricia Lady, as Attorney-in-Fact 2016-05-09