0001209191-18-018641.txt : 20180309
0001209191-18-018641.hdr.sgml : 20180309
20180309194050
ACCESSION NUMBER: 0001209191-18-018641
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180308
FILED AS OF DATE: 20180309
DATE AS OF CHANGE: 20180309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ISAACS STEPHEN T
CENTRAL INDEX KEY: 0001193201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37345
FILM NUMBER: 18681620
MAIL ADDRESS:
STREET 1: C/O ADURO BIOTECH, INC.
STREET 2: 740 HEINZ AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94710
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADURO BIOTECH, INC.
CENTRAL INDEX KEY: 0001435049
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 740 HEINZ AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94710
BUSINESS PHONE: 510-848-4400
MAIL ADDRESS:
STREET 1: 740 HEINZ AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94710
FORMER COMPANY:
FORMER CONFORMED NAME: ADURO BIOTECH
DATE OF NAME CHANGE: 20080514
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-08
0
0001435049
ADURO BIOTECH, INC.
ADRO
0001193201
ISAACS STEPHEN T
C/O ADURO BIOTECH, INC.
740 HEINZ AVENUE
BERKELEY
CA
94710
1
1
0
0
President and CEO
Common Stock
2018-03-08
4
M
0
25634
0.45
A
231380
D
Common Stock
2018-03-08
4
S
0
25634
7.95
D
205746
D
Common Stock
2018-03-09
4
M
0
15676
0.45
A
221422
D
Common Stock
2018-03-09
4
M
0
19672
0.45
A
241094
D
Common Stock
2018-03-09
4
M
0
4914
0.45
A
246008
D
Common Stock
2018-03-09
4
M
0
6155
0.82
A
252163
D
Common Stock
2018-03-09
4
S
0
25812
8.589
D
226351
D
Common Stock
2018-03-09
4
S
0
20605
9.006
D
205746
D
Common Stock
8932
I
By Family Trust
Stock Option (right to buy)
0.45
2018-03-08
4
M
0
25634
0.00
D
2020-03-18
Common Stock
25634
15676
D
Stock Option (right to buy)
0.45
2018-03-09
4
M
0
15676
0.00
D
2020-03-18
Common Stock
15676
0
D
Stock Option (right to buy)
0.45
2018-03-09
4
M
0
19672
0.00
D
2020-03-18
Common Stock
19672
0
D
Stock Option (right to buy)
0.45
2018-03-09
4
M
0
4914
0.00
D
2020-03-18
Common Stock
4914
0
D
Stock Option (right to buy)
0.82
2018-03-09
4
M
0
6155
0.00
D
2023-11-26
Common Stock
6155
45688
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.95 to $7.975, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.95 to $8.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.975 to $9.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The shares owned directly by the Isaacs-MacBride Family Trust UAD 03/09/01, for which the Reporting Person is a trustee.
The shares subject to the Option are fully vested and immediately exercisable.
/s/ Jennifer Lew, Attorney-in-Fact
2018-03-09