0001209191-18-003002.txt : 20180109 0001209191-18-003002.hdr.sgml : 20180109 20180109174845 ACCESSION NUMBER: 0001209191-18-003002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180105 FILED AS OF DATE: 20180109 DATE AS OF CHANGE: 20180109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ISAACS STEPHEN T CENTRAL INDEX KEY: 0001193201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37345 FILM NUMBER: 18519908 MAIL ADDRESS: STREET 1: C/O ADURO BIOTECH, INC. STREET 2: 740 HEINZ AVENUE CITY: BERKELEY STATE: CA ZIP: 94710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADURO BIOTECH, INC. CENTRAL INDEX KEY: 0001435049 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 740 HEINZ AVENUE CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 510-848-4400 MAIL ADDRESS: STREET 1: 740 HEINZ AVENUE CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: ADURO BIOTECH DATE OF NAME CHANGE: 20080514 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-05 0 0001435049 ADURO BIOTECH, INC. ADRO 0001193201 ISAACS STEPHEN T C/O ADURO BIOTECH, INC. 740 HEINZ AVENUE BERKELEY CA 94710 1 1 0 0 President and CEO Common Stock 2018-01-05 4 M 0 7949 0.45 A 213695 D Common Stock 2018-01-05 4 S 0 7949 7.95 D 205746 D Common Stock 8932 I By Family Trust Stock Option (right to buy) 0.45 2018-01-05 4 M 0 7949 0.00 D 2020-03-18 Common Stock 7949 41310 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2017. The shares owned directly by the Isaacs-MacBride Family Trust UAD 03/09/01, for which the Reporting Person is a trustee. The shares subject to the Option are fully vested and immediately exercisable. /s/ Jennifer Lew, Attorney-in-Fact 2018-01-09