0001209191-18-003002.txt : 20180109
0001209191-18-003002.hdr.sgml : 20180109
20180109174845
ACCESSION NUMBER: 0001209191-18-003002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180105
FILED AS OF DATE: 20180109
DATE AS OF CHANGE: 20180109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ISAACS STEPHEN T
CENTRAL INDEX KEY: 0001193201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37345
FILM NUMBER: 18519908
MAIL ADDRESS:
STREET 1: C/O ADURO BIOTECH, INC.
STREET 2: 740 HEINZ AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94710
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADURO BIOTECH, INC.
CENTRAL INDEX KEY: 0001435049
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 740 HEINZ AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94710
BUSINESS PHONE: 510-848-4400
MAIL ADDRESS:
STREET 1: 740 HEINZ AVENUE
CITY: BERKELEY
STATE: CA
ZIP: 94710
FORMER COMPANY:
FORMER CONFORMED NAME: ADURO BIOTECH
DATE OF NAME CHANGE: 20080514
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-01-05
0
0001435049
ADURO BIOTECH, INC.
ADRO
0001193201
ISAACS STEPHEN T
C/O ADURO BIOTECH, INC.
740 HEINZ AVENUE
BERKELEY
CA
94710
1
1
0
0
President and CEO
Common Stock
2018-01-05
4
M
0
7949
0.45
A
213695
D
Common Stock
2018-01-05
4
S
0
7949
7.95
D
205746
D
Common Stock
8932
I
By Family Trust
Stock Option (right to buy)
0.45
2018-01-05
4
M
0
7949
0.00
D
2020-03-18
Common Stock
7949
41310
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2017.
The shares owned directly by the Isaacs-MacBride Family Trust UAD 03/09/01, for which the Reporting Person is a trustee.
The shares subject to the Option are fully vested and immediately exercisable.
/s/ Jennifer Lew, Attorney-in-Fact
2018-01-09