0001209191-17-052897.txt : 20170914 0001209191-17-052897.hdr.sgml : 20170914 20170914212500 ACCESSION NUMBER: 0001209191-17-052897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170912 FILED AS OF DATE: 20170914 DATE AS OF CHANGE: 20170914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ISAACS STEPHEN T CENTRAL INDEX KEY: 0001193201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37345 FILM NUMBER: 171086731 MAIL ADDRESS: STREET 1: C/O ADURO BIOTECH, INC. STREET 2: 740 HEINZ AVENUE CITY: BERKELEY STATE: CA ZIP: 94710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADURO BIOTECH, INC. CENTRAL INDEX KEY: 0001435049 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 740 HEINZ AVENUE CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 510-848-4400 MAIL ADDRESS: STREET 1: 740 HEINZ AVENUE CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: ADURO BIOTECH DATE OF NAME CHANGE: 20080514 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-12 0 0001435049 ADURO BIOTECH, INC. ADRO 0001193201 ISAACS STEPHEN T C/O ADURO BIOTECH, INC. 740 HEINZ AVENUE BERKELEY CA 94710 1 1 0 0 President and CEO Common Stock 2017-09-12 4 A 0 82100 0.00 A 186125 D Common Stock 2017-09-13 4 S 0 12204 10.9858 D 173921 D Common Stock 70657 I By Family Trust Represents grant of restricted stock units payable in common stock that vest in four equal annual installments from the grant date of September 12, 2017. The shares were sold to cover the tax obligation that occurred upon the vesting of an RSU. The shares are owned directly by the Isaacs-MacBride Family Trust UAD 03/09/01, for which the Reporting Person is a trustee. /s/ Jennifer Lew, Attorney-in-Fact 2017-09-14