0001209191-15-038124.txt : 20150501
0001209191-15-038124.hdr.sgml : 20150501
20150501180159
ACCESSION NUMBER: 0001209191-15-038124
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150429
FILED AS OF DATE: 20150501
DATE AS OF CHANGE: 20150501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARQUARDT DAVID F
CENTRAL INDEX KEY: 0001193109
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36171
FILM NUMBER: 15825819
MAIL ADDRESS:
STREET 1: MICROSOFT CORPORATION
STREET 2: ONE MICROSOFT WAY
CITY: REDMOND
STATE: WA
ZIP: 98052-6399
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSTON JOHN R
CENTRAL INDEX KEY: 0001252521
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36171
FILM NUMBER: 15825820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hornik David
CENTRAL INDEX KEY: 0001547378
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36171
FILM NUMBER: 15825821
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hartenbaum Howard
CENTRAL INDEX KEY: 0001547424
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36171
FILM NUMBER: 15825822
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: August Capital Strategic Partners V, L.P.
CENTRAL INDEX KEY: 0001464232
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36171
FILM NUMBER: 15825823
BUSINESS ADDRESS:
STREET 1: 2480 SAND HILL RD., SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-234-9900
MAIL ADDRESS:
STREET 1: 2480 SAND HILL RD., SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: August Capital V Special Opportunities, L.P.
CENTRAL INDEX KEY: 0001452199
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36171
FILM NUMBER: 15825824
BUSINESS ADDRESS:
STREET 1: 2480 SAN HILL RD.
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-234-9900
MAIL ADDRESS:
STREET 1: 2480 SAN HILL RD.
STREET 2: SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: August Capital Management V, L.L.C.
CENTRAL INDEX KEY: 0001547399
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36171
FILM NUMBER: 15825825
BUSINESS ADDRESS:
STREET 1: 2480 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650.234.9900
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD, SUITE 101
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAVENIR SYSTEMS INC
CENTRAL INDEX KEY: 0001361470
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1700 INTERNATIONAL PARKWAY, SUITE 200
CITY: RICHARSON
STATE: TX
ZIP: 75081
BUSINESS PHONE: 469-916-4393
MAIL ADDRESS:
STREET 1: 1700 INTERNATIONAL PARKWAY, SUITE 200
CITY: RICHARSON
STATE: TX
ZIP: 75081
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-04-29
1
0001361470
MAVENIR SYSTEMS INC
MVNR
0001547399
August Capital Management V, L.L.C.
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001452199
August Capital V Special Opportunities, L.P.
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001464232
August Capital Strategic Partners V, L.P.
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001547424
Hartenbaum Howard
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001547378
Hornik David
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001252521
JOHNSTON JOHN R
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
0001193109
MARQUARDT DAVID F
C/O AUGUST CAPITAL
2480 SAND HILL ROAD, SUITE 101
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2015-04-29
4
U
0
2903831
17.55
D
0
I
See footnotes
These shares are being disposed of upon the completion of an exchange offer by Mitel Networks Corporation ("Mitel") and Roadster Subsidiary Corporation to purchase all of the issued and outstanding shares of common stock of the Issuer, pursuant to an Agreement and Plan of Merger dated February 28, 2015 and amended through the date of this form. The tender price per share of the shares of common stock is (i) $17.55 in cash; or (ii) 1.8320 shares of common stock of Mitel, at the election of the holder and subject to proration.
Such shares of common stock are held of record by August Capital V Special Opportunities, L.P. ("August V Special Opportunities"), as nominee for August Capital V Special Opportunities, August Capital Strategic Partners V, L.P. ("August Strategic V") and related individuals. August Capital Management V, L.L.C. ("ACM V"), the general partner of August V Special Opportunities and August Strategic V, may be deemed to have sole voting and investment power over the reported shares of the Issuer's common stock.
Howard Hartenbaum, David M. Hornik, John R. Johnston, David F. Marquardt and Vivek Mehra, as members of ACM V, share voting and investment power over the reported shares of the Issuer's common stock. August V Special Opportunities, August Strategic V, ACM V and each of its members disclaim beneficial ownership of these shares of the Issuer's common stock except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that August V Special Opportunities, August Strategic V, ACM V or any of its members is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
/s/ Jeffrey Bloom, by power of attorney for August Capital Management V, L.L.C.
2015-04-30
/s/ Jeffrey Bloom, by power of attorney for August Capital Management V, L.L.C., the General Partner of August Capital V Special Opportunities, L.P.
2015-04-30
/s/ Jeffrey Bloom, by power of attorney for Howard Hartenbaum
2015-04-30
/s/ Jeffrey Bloom, by power of attorney for David M. Hornik
2015-04-30
/s/ Jeffrey Bloom, by power of attorney for John R. Johnston
2015-04-30
/s/ Jeffrey Bloom, by power of attorney for David F. Marquardt
2015-04-30